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For Companies At a Glance
- Tasks: Ensure compliance with regulations, conduct risk assessments, and provide employee training.
- Company: FC Capital Ltd is a fast-growing financial services firm focused on transparency and compliance.
- Benefits: Enjoy a competitive salary, career development opportunities, and a supportive team environment.
- Why this job: Join a reputable firm where you can make a real impact on compliance and regulatory strategy.
- Qualifications: Experience in AML and compliance within financial services; relevant qualifications are a plus.
- Other info: This role offers a chance to grow in a forward-thinking financial institution.
The predicted salary is between 36000 - 60000 £ per year.
Location: London, United Kingdom
Job Type: Full-time
About FC Capital Ltd
FC Capital Ltd is a trusted and fast-growing financial services firm, dedicated to delivering transparent and responsible financial solutions. As a fully regulated institution, we pride ourselves on upholding the highest compliance standards and ensuring our operations remain aligned with all regulatory frameworks. We are now looking for a highly motivated and detail-oriented Compliance Officer to join our Compliance Team and help drive a culture of integrity and regulatory excellence across the company.
Job Summary:
The AML & Compliance Officer is responsible for ensuring the company’s compliance with FCA, HMRC, and other related regulations, conducting risk assessments, monitoring transactions, and supporting the implementation of compliance frameworks. This role involves due diligence, regulatory reporting, and employee training for maintaining compliance standards.
Key Responsibilities:
- Oversee the company’s AML software checks and review flagged transactions.
- Investigate and report Suspicious Activity Reports (SARs) to the MLRO and NCA.
- Assist in performing risk assessments across the firm.
- Monitor high-value transactions and currency exchange activities for compliance with HMRC regulations.
- Assist in preparing FCA RegData returns and regulatory surveys.
- Support the MLRO in quarterly and annual AML reports to senior management.
- Maintain HMRC compliance for currency exchange and high-value dealing operations.
- Respond to internal compliance queries and provide regulatory guidance to employees.
- Deliver AML and compliance training for employees across branches.
- Issue internal circulars to update staff on compliance changes and policies.
- Assist in conducting disciplinary investigations related to compliance breaches.
- Conduct partner due diligence and assist in onboarding new business relationships.
- Manage customer complaints and regulatory inquiries.
- Ensure company policies and procedures align with Consumer Duty and FCA requirements.
Requirements:
- Experience in AML, compliance, and regulatory reporting within financial services.
- Strong understanding of FCA, HMRC, and AML regulations.
- Ability to conduct CDD, EDD, and risk-based assessments.
- Strong analytical skills for compliance monitoring and due diligence.
- Excellent communication and training skills.
- Relevant qualifications such as ICA Certificate/CAMS are an advantage.
What We Offer:
- A key role in a growing and reputable financial services firm.
- Supportive, professional team environment with a strong compliance culture.
- Career development and progression opportunities.
- Competitive salary and benefits package.
- Opportunity to make a real impact on regulatory strategy and compliance processes.
How to Apply:
If you are passionate about compliance and are looking to grow within a forward-thinking financial institution, we would love to hear from you.
AML & Compliance Officer employer: FAST CREDIT LTD
Contact Detail:
FAST CREDIT LTD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AML & Compliance Officer
✨Tip Number 1
Familiarise yourself with the latest FCA and HMRC regulations. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance, which is crucial for the role.
✨Tip Number 2
Network with professionals in the AML and compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities at FC Capital Ltd.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've applied compliance measures or conducted risk assessments. Being able to share specific examples will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Stay updated on current trends and challenges in the financial services sector, particularly those related to AML. This knowledge will help you engage in meaningful conversations during interviews and show that you're proactive about your professional development.
We think you need these skills to ace AML & Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of an AML & Compliance Officer. Familiarise yourself with FCA, HMRC, and AML regulations to demonstrate your knowledge in your application.
Tailor Your CV: Customise your CV to highlight relevant experience in AML and compliance. Include specific examples of your previous work that align with the job description, such as conducting risk assessments or preparing regulatory reports.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your understanding of the financial services industry. Mention how your skills and experiences make you a perfect fit for FC Capital Ltd.
Highlight Relevant Qualifications: If you have qualifications like the ICA Certificate or CAMS, be sure to mention them prominently in your application. These credentials can set you apart from other candidates and show your commitment to the field.
How to prepare for a job interview at FAST CREDIT LTD
✨Know Your Regulations
Familiarise yourself with FCA, HMRC, and AML regulations before the interview. Being able to discuss these regulations confidently will demonstrate your expertise and commitment to compliance.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think of examples from your past experience where you successfully handled compliance issues or conducted risk assessments.
✨Showcase Your Analytical Skills
Highlight your analytical abilities during the interview. Be ready to discuss how you approach compliance monitoring and due diligence, as these skills are crucial for the role.
✨Emphasise Communication Skills
As a Compliance Officer, you'll need to train employees and provide guidance. Be prepared to discuss your communication style and any previous training experiences you've had, showcasing your ability to convey complex information clearly.
