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For Companies At a Glance
- Tasks: Monitor FCA regulations, conduct audits, and support compliance processes.
- Company: Join a dynamic team focused on risk and compliance in the insurance sector.
- Benefits: 25 days holiday, pension contributions, gym discounts, and more perks.
- Why this job: Take your compliance career to the next level with impactful responsibilities.
- Qualifications: 2+ years in FCA compliance or audit roles, strong communication skills.
- Other info: Hybrid work model with excellent growth opportunities and supportive culture.
The predicted salary is between 36000 - 54000 £ per year.
12 MONTH FTC £45,000 Hybrid – 3 days office-based Monday to Friday 37.5 hours a week
The Role
We are looking for a FCA Compliance Officer to support the Head of Risk & Compliance in providing oversight and MI Quality Compliance recording with all FCA requirements for their Insurance Dealership suppliers. This is an excellent opportunity for someone with experience in FCA Quality Compliance or MI Compliance related roles who is ready to take the next step in their career.
Responsibilities FOR FCA Audit & Compliance Officer
- Monitoring & keep up to date with upcoming changes to regulations applicable FCA legislation, codes of practice, industry guidelines and best practices.
- Work to help reduce risk to the business and make recommendations to enhance the compliance and policies currently in place.
- Support the Compliance Distribution Managers to help ensure their dealerships are working within FCA guidelines.
- Managing 12 month & QTR Audits processes.
- Identify situations that may pose significant compliance and conduct risks and ensure the Dealership Managers and Head of Risk & Compliance are informed.
- Audits: Carry out an agreed number of FCA audits, delivering prompt and clear feedback to the managers in a timely manner and maintain accurate records of all completed audits & highlight any training requirements or action needed.
- Fraud: Support the Compliance team to ensure staff are fully aware of fraud and money laundering rules through regular feedback and training and ensure that the AML processes in place are followed.
- Due Diligence: conduct Due diligence checks for the lenders and introducers.
- Assist the DM's day to day compliance processes, such as breach investigations, suspicious activity investigations and reporting to the relevant authorities, lender declines etc.
- Support the Head of Risk & Compliance with collating management information (MI) for the monthly and quarterly reports.
Experience
FCA background ideally with a minimum of 2 years' experience in a compliance audit MI role. Excellent communication skills, both written and verbal. Strong attention to detail, with the ability to work independently and manage multiple priorities.
Superb Benefits Available:
- 25 days base holiday (plus bank holidays) with the option to buy 5 more or carry them over.
- Pension contribution 5% employer.
- Up to 10 additional holiday days on top of your allowance.
- Discounts on products and gym membership discounts through Gym Flex.
- Free flu vouchers in winter, Christmas voucher, and free eye tests every 2 years.
- Cycle to work scheme and a £625 bonus for referring a friend.
- Excellent pension match benefits and private healthcare with Bupa.
- Discounts at local retail outlets and opportunities to win tickets to events.
- Free parking onsite.
Please feel free to contact me directly to discuss the role in more details and the client. I look forward to reviewing your application.
Lisa Farr Associates Recruitment Specialist
Locations
FCA Audit & Compliance Officer in Bradford, Yorkshire employer: Farr Associates Recruitment Ltd
Contact Detail:
Farr Associates Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FCA Audit & Compliance Officer in Bradford, Yorkshire
✨Tip Number 1
Network like a pro! Reach out to your connections in the FCA compliance space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes in compliance. Show us you’re not just familiar with the basics, but that you’re genuinely passionate about staying ahead in the field.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your application and get noticed. Plus, it shows you’re serious about joining our team and makes it easier for us to find you.
We think you need these skills to ace FCA Audit & Compliance Officer in Bradford, Yorkshire
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the FCA Audit & Compliance Officer role. Highlight your relevant experience in FCA compliance and MI roles, and don’t forget to showcase your communication skills and attention to detail!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the responsibilities listed in the job description, and show us your enthusiasm for the position.
Showcase Your Regulatory Knowledge: Since this role involves keeping up with FCA regulations, make sure to mention any relevant training or certifications you have. We want to see that you’re proactive about staying informed on industry guidelines and best practices.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Farr Associates Recruitment Ltd
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations and guidelines relevant to the role. Being able to discuss recent changes or updates shows that you're proactive and genuinely interested in compliance.
✨Showcase Your Audit Experience
Prepare specific examples from your past roles where you've successfully conducted audits or managed compliance processes. Highlighting your hands-on experience will demonstrate your capability and readiness for this position.
✨Communicate Clearly
Since excellent communication skills are a must, practice articulating your thoughts clearly and concisely. You might even want to do a mock interview with a friend to refine your delivery and ensure you come across as confident.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the company's compliance culture or upcoming challenges they face. This not only shows your interest but also gives you a chance to assess if the company is the right fit for you.
