At a Glance
- Tasks: Investigate potential market abuse and deliver regulatory reporting across EMEA.
- Company: Join J.P. Morgan, a global leader in financial services.
- Benefits: Diverse team, career growth, and commitment to inclusion.
- Other info: Dynamic environment with opportunities to collaborate and learn.
- Why this job: Make an impact in financial compliance while developing your analytical skills.
- Qualifications: Interest in financial markets and strong investigative instincts required.
The predicted salary is between 52200 - 63800 £ per year.
With a diverse team of Compliance professionals supporting all areas of our business around the globe, the Global Financial Crimes Compliance (GFCC) team is responsible for developing and implementing the processes and standards to drive the Firm's anti-financial crime agenda.
As a Senior Associate in the STOR Investigations Team, you investigate referrals of potential market abuse across asset classes and help deliver timely regulatory reporting.
You use sound judgment to assess potentially suspicious activity, write clear case reviews, and partner closely with surveillance and compliance stakeholders across the region.
- Job responsibilities
- Investigate and analyse potentially suspicious market activity referred by EMEA Surveillance, Front Office traders and other areas of the Firm.
- Write and present case reviews with recommendations to Line of Business Compliance colleagues across the EMEA region
- Work closely with EMEA Surveillance and Line of Business Compliance teams to efficiently identify and assess instances of potential market abuse
- Draft Suspicious Transaction and Order Reports (STORs) for submission to the FCA, and other EMEA National Competent Authorities
- Produce metrics, MI and associated analysis
- Efficiently respond to regulatory enquiries from the FCA and other overseas regulators
- Prioritise multiple tasks and elevate issues, where appropriate
- Required qualifications, capabilities, and skills
- Good working knowledge of financial markets, and an interest in the trading of equity and/or fixed income products.
- Previous experience within Investment Banking, or at the regulator.
- Familiar with EU and UK Market Abuse Regulation (MAR).
- Excellent investigative instincts and strong judgement.
- Strong analytical skills, are detail-orientated and capable of digesting and reviewing large datasets.
- Strong communicator with the ability to effectively partner with key stakeholders.
- Prioritise conflicting demands, be proactive, well-organised and work under pressure.
- Able to work both independently and collaboratively within a team and are willing to share knowledge and expertise.
- Preferred qualifications, capabilities, and skills
- A relevant degree (e. g. finance, law, or economics) would be desirable but is not essential.
- Market Surveillance experience is highly desirable. A background in reviewing trade surveillance alerts or a Control Room is advantageous.
- Experience across a variety of asset classes or lines of business is desirable.
- Additional European language would be beneficial but not required
ABOUT US
Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors.
Our first-class business in a first-class way approach to serving clients drives everything we do.
We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success.
We are an equal opportunity employer and place a high value on diversity and inclusion at our company.
We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law.
We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.
Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing.
Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm's needs.
Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
#J-18808-Ljbffr
EMEA Market Abuse Investigator - Associate employer: Fairygodboss
JPMorganChase is an exceptional employer, offering a dynamic work environment in the heart of London where innovation meets collaboration. As a Senior AI/ML Platform Engineer, you will have access to cutting-edge technology and resources, alongside opportunities for professional growth and development within a supportive team culture that values diversity and inclusion. With competitive benefits and a commitment to employee well-being, JPMorganChase stands out as a place where your contributions truly matter.
StudySmarter Expert Advice🤫
We think this is how you could land EMEA Market Abuse Investigator - Associate
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Fairygodboss. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace EMEA Market Abuse Investigator - Associate
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Fairygodboss.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Fairygodboss's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Fairygodboss
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Fairygodboss.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Fairygodboss will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Fairygodboss employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
