At a Glance
- Tasks: Manage compliance for top Private Equity funds and ensure regulatory adherence.
- Company: Join a leading global firm with a focus on innovation and integrity.
- Benefits: Competitive pay, flexible working, health perks, and career growth opportunities.
- Other info: Be part of a diverse team that values continuous learning and development.
- Why this job: Make a real impact in the dynamic world of Private Equity compliance.
- Qualifications: Qualified Accountant or Auditor with compliance knowledge; experience in private equity is a plus.
The predicted salary is between 60000 - 80000 € per year.
Private Equity Compliance & Regulatory Management Manager – Market Operations – UKI
EY works with the world’s largest Private Equity funds supporting them to acquire, transform and sell assets. The role requires proactive monitoring and management to ensure compliance with SEC Independence restrictions, EU PIE, UK PIE/OEPI, and EY independence requirements.
Your key responsibilities:
- Oversight of EY’s GIS updates and maintenance, answering questions from Global Delivery Services, account teams, and independence leaders to ensure timely processing.
- Initial review of Quarterly Independence Summary Memo (ISM) and supporting documents, coordinating with Independence Senior Associate and GDS to ensure compliance with quarterly independence confirmations.
- Support PACE questionnaire responses for engagement teams.
- Monitor press and industry announcements for acquisitions and disposals across focus accounts.
- Ensure appropriate structure for each account to meet regulatory requirements.
- Maintain documentation and promote independence procedures applied to Private equity.
- Coordinate with PE Independence & Compliance Senior Manager on complex regulatory matters.
- Ensure adequate indicators for any investee with US listed instruments and appropriate channels reflected.
- Collaborate with US counterparts to share best practice and develop process efficiencies.
- Perform sense checks, e.g., revenues (PEAR) v SOWs/PACEs, GFIS checks, testing ELs for SEC compliance.
- Follow up on controlled entities with overseas EY member firms to ensure requirements awareness and issue identification.
Skills and attributes for success:
- Qualified Accountants or Auditors with strong understanding of Independence concepts.
- Experience in private equity or investment banking risk management/compliance (desirable).
- Ability to manage multiple priorities concurrently.
- Ability to influence stakeholders at all levels.
Requirements:
- Demonstrated understanding and application of compliance and independence principles.
- Excellent written and verbal communication in English.
What we look for:
- Strong organizational skills and attention to detail.
What we offer:
- Competitive remuneration package tied to individual and team performance.
- Broad Total Rewards package covering flexible working, career development, health and well-being, insurance, savings, and benefits.
- Continuous learning opportunities.
- Support for flexible working and career development.
- Transformative leadership development.
- Diverse and inclusive culture.
Locations
Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry employer: EY UK
EY is an exceptional employer, offering a dynamic work environment in Belfast or Derry, Londonderry, where you can thrive in the field of Private Equity Compliance and Regulatory Management. With a strong focus on employee growth, EY provides continuous learning opportunities, transformative leadership development, and a diverse and inclusive culture, ensuring that every team member feels valued and empowered. The competitive remuneration package, along with flexible working arrangements and a comprehensive Total Rewards package, makes EY a standout choice for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry
✨Tip Number 1
Network like a pro! Reach out to your connections in the private equity space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on compliance and regulatory management topics. Make sure you can discuss how you've handled similar challenges in the past. We want to see your expertise shine!
✨Tip Number 3
Don’t just apply and wait! Follow up with a friendly email to express your enthusiasm for the role. It shows initiative and keeps you on their radar. Plus, it’s a great way to reiterate your interest in the position.
✨Tip Number 4
Check out our website for the latest job openings and apply directly through us. We’re all about making the application process smooth and easy, so don’t miss out on your chance to join our team!
We think you need these skills to ace Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Private Equity Compliance & Regulatory Management Manager. Highlight your experience in compliance and independence principles, as well as any relevant qualifications. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in private equity and how your background makes you a great fit for our team. Keep it engaging and personal – we love to see your personality come through!
Showcase Your Communication Skills:Since excellent written communication is key for this role, make sure your application is clear and concise. Avoid jargon and keep your language professional yet approachable. We appreciate straightforward communication that gets to the point!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role and our company culture there!
How to prepare for a job interview at EY UK
✨Know Your Compliance Stuff
Make sure you brush up on compliance and independence principles before the interview. Understand the SEC Independence restrictions and UK PIE/OEPI regulations, as these will likely come up in conversation. Being able to discuss these topics confidently will show that you're serious about the role.
✨Showcase Your Organisational Skills
Since this role requires managing multiple priorities, be ready to share examples of how you've successfully juggled tasks in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your strong organisational skills.
✨Communicate Clearly
Excellent written and verbal communication is key for this position. Practice articulating your thoughts clearly and concisely. You might even want to prepare a few questions to ask the interviewer, demonstrating your interest and engagement with the role.
✨Be Ready to Collaborate
This role involves working with various stakeholders, so be prepared to discuss your experience in collaboration. Think of examples where you've influenced others or worked as part of a team to achieve compliance goals. This will show that you can thrive in a collaborative environment.
