Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join our team as a Settlements Clerk, resolving settlement issues and managing transactions.
- Company: Work with a leading Investment Manager known for its innovative approach in finance.
- Benefits: Enjoy hybrid working, excellent packages, and opportunities for personal development.
- Why this job: Be part of a dynamic team that values problem-solving and compliance in a fast-paced environment.
- Qualifications: 2-3 years of experience in financial services is required to thrive in this role.
- Other info: Ideal for those looking to grow their career in a supportive and engaging workplace.
The predicted salary is between 36000 - 60000 £ per year.
Social network you want to login/join with:
Our Client, a leading Investment Manager, has an opening for a Settlements Clerk to join the team.
The role involves:
- Monitoring CREST checking/failed reports, identifying, investigating, and resolving settlement issues, and liaising with relevant market makers as necessary.
- Administering and verifying redemptions and subscriptions of directly held Unit Trusts, Cofunds net settlement, and Fund Settle orders.
- Conducting Transaction Reporting (MIFID II) duties, including re-reporting exercises and investigation of rejections.
- Performing general trade amendments and monitoring the group mailbox.
- Analyzing, resolving, and implementing solutions for errors, and liaising with relevant departments.
- Coordinating and processing placings and hedge fund orders, including managing upfront payments.
- Investigating and resolving reconciliation breaks, including monitoring of the E-Log.
- Adhering to CASS rules to support compliance and audit processes.
The ideal candidate will have 2-3 years of experience within financial services.
Excellent package, benefits, development opportunities, and hybrid working arrangements offered.
Job ID 641649
#J-18808-Ljbffr
Settlements Clerk employer: Eximius Finance
Contact Detail:
Eximius Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Settlements Clerk
✨Tip Number 1
Familiarise yourself with the CREST system and its functionalities, as this is crucial for a Settlements Clerk role. Understanding how to monitor and resolve settlement issues will give you an edge during interviews.
✨Tip Number 2
Brush up on your knowledge of MIFID II regulations, especially regarding transaction reporting. Being able to discuss these topics confidently can demonstrate your expertise and commitment to compliance.
✨Tip Number 3
Network with professionals in the financial services sector, particularly those who work in settlements or related areas. This can provide valuable insights and potentially lead to referrals for the position.
✨Tip Number 4
Prepare to discuss specific examples from your previous experience that showcase your problem-solving skills, especially in resolving reconciliation breaks or settlement issues. Real-life scenarios can make a strong impression.
We think you need these skills to ace Settlements Clerk
Some tips for your application 🫡
Understand the Role: Read the job description carefully to understand the key responsibilities and requirements for the Settlements Clerk position. Tailor your application to highlight relevant experience and skills that match these criteria.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 2-3 years of experience in financial services. Provide specific examples of how you've handled settlement issues, transaction reporting, or compliance with CASS rules in previous roles.
Showcase Your Skills: Make sure to mention any technical skills or software knowledge that are relevant to the role, such as familiarity with CREST, MIFID II reporting, or any other financial systems. This will demonstrate your capability to perform the tasks required.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarises your qualifications but also expresses your enthusiasm for the role and the company. Mention why you want to work for this particular investment manager and how you can contribute to their success.
How to prepare for a job interview at Eximius Finance
✨Know Your Settlements
Make sure you understand the settlements process thoroughly. Brush up on your knowledge of CREST, Unit Trusts, and MIFID II regulations. Being able to discuss these topics confidently will show that you're well-prepared and knowledgeable about the role.
✨Demonstrate Problem-Solving Skills
Prepare examples of how you've identified and resolved settlement issues in the past. Highlight your analytical skills and ability to liaise with different departments to find solutions. This will demonstrate your capability to handle the responsibilities of the role effectively.
✨Familiarise Yourself with Compliance
Since adherence to CASS rules is crucial, make sure you understand compliance processes and audit requirements. Be ready to discuss how you have ensured compliance in previous roles, as this will be a key aspect of the job.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's operations, team dynamics, and future projects. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
