At a Glance
- Tasks: Provide senior compliance oversight and support investment managers in portfolio management and ESG integration.
- Company: Leading Investment Management firm based in London.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity to engage with senior stakeholders and shape strategic business priorities.
- Why this job: Join a key role influencing compliance and governance in a fast-paced investment landscape.
- Qualifications: Significant experience in Compliance or Legal/Risk within investment management.
The predicted salary is between 80000 - 100000 € per year.
My client, a leading Investment Management firm, are recruiting for a Compliance Business Oversight VP to join their team in London. This role will provide senior compliance oversight and challenge the Investment Managers (BIM), supporting its portfolio management, ESG integration, product governance, and cross-border distribution activities.
You will serve as a key adviser to senior stakeholders, ensuring that the business meets regulatory expectations, internal standards, and the highest conduct, governance, and stewardship principles.
Candidates should have the following experience:
- Significant prior experience in Compliance (or Legal/Risk) in an investment management, asset management, or markets environment.
- Deep understanding of investment products, portfolio management, derivatives, and fund structures.
- Strong command of ESG regulatory frameworks (SFDR, SDR, article classifications, client disclosures).
- Proven ability to influence senior stakeholders and participate in complex governance forums.
- Strong judgment and the ability to balance regulatory expectations with strategic business priorities.
- Outstanding written and verbal communication skills, including experience drafting Board-level documents or regulatory content.
- Experience with cross-border marketing governance across EMEA/APAC.
- Prior involvement in stewardship reporting or sustainable finance governance.
- Knowledge of product governance frameworks, MAW/NAPA approval pipelines, and Markets-style compliance processes.
Compliance Business Oversight, VP - Investment Management - Eximius Finance in London employer: Eximius Finance
Eximius Finance is an exceptional employer, offering a dynamic work environment in the heart of London where compliance professionals can thrive. With a strong commitment to employee development, the firm provides ample opportunities for growth and advancement, alongside a collaborative culture that values integrity and innovation. Employees benefit from competitive remuneration packages and the chance to work on impactful projects that shape the future of investment management.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Business Oversight, VP - Investment Management - Eximius Finance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Compliance Business Oversight role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of ESG regulatory frameworks and investment products. We want you to be able to discuss these topics confidently, as they’re crucial for the role. Practice common interview questions with a friend or mentor to get comfortable.
✨Tip Number 3
Showcase your ability to influence senior stakeholders during interviews. Think of examples from your past experience where you successfully navigated complex governance forums. This will demonstrate your strong judgment and strategic thinking skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that Compliance Business Oversight position!
We think you need these skills to ace Compliance Business Oversight, VP - Investment Management - Eximius Finance in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Business Oversight role. Highlight your relevant experience in compliance, investment management, and ESG frameworks. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've influenced senior stakeholders or navigated complex governance forums. We love a good story!
Showcase Your Communication Skills:Since outstanding written communication is key for this role, make sure your application is clear and concise. Use professional language but let your personality shine through. We appreciate authenticity!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates. Plus, we love seeing applications come in through our own channels!
How to prepare for a job interview at Eximius Finance
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations, especially those related to investment management and ESG frameworks. Be ready to discuss how these regulations impact portfolio management and product governance.
✨Showcase Your Stakeholder Skills
Prepare examples that demonstrate your ability to influence senior stakeholders. Think about times you've successfully navigated complex governance forums and how you balanced regulatory expectations with business priorities.
✨Communicate Clearly
Since this role involves drafting Board-level documents, practice articulating your thoughts clearly and concisely. You might even want to prepare a mock presentation to showcase your communication skills during the interview.
✨Understand Cross-Border Dynamics
Familiarise yourself with the nuances of cross-border marketing governance, especially in EMEA/APAC regions. Be prepared to discuss how these dynamics affect compliance and what strategies you would implement to ensure adherence.
