Exchange Street Financial Services Ltd in Newcastle upon Tyne is seeking a Compliance Monitoring professional to join a small, experienced team responsible for 2nd line oversight across the advice operation. The role focuses on reviewing how advice is delivered, testing controls and identifying opportunities to improve processes, behaviours or outcomes.
You’ll work with the Compliance Monitoring Manager as part of a four-person team, with openness to varied backgrounds.
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2nd-Line Compliance Monitor - Financial Advice in Newcastle upon Tyne employer: Exchange Street Financial Services Ltd
Our client offers a dynamic and supportive work environment in Glasgow, where employees are encouraged to thrive through continuous professional development and a strong emphasis on teamwork. With a focus on outstanding customer service and building meaningful relationships, this role provides an excellent opportunity for those looking to make a real impact in the insurance industry while enjoying the benefits of hybrid working. The company values its employees, fostering a culture of collaboration and innovation that makes it an attractive place for career growth.
Contact Details:
Exchange Street Financial Services Ltd Recruitment Team
