At a Glance
- Tasks: Oversee compliance for appointed firms and manage risk across the UK.
- Company: Exchange Street Claims Ltd, a leader in compliance management.
- Benefits: Competitive salary, car allowance, bonuses, and excellent benefits.
- Other info: Flexible remote work with opportunities for field visits.
- Why this job: Make a real impact on compliance and risk management in the financial sector.
- Qualifications: Strong background in financial advice compliance and communication skills.
The predicted salary is between 55000 - 55000 € per year.
Exchange Street Claims Ltd is seeking an experienced compliance manager to oversee appointed representative firms across the UK. This role offers a mix of remote work and field visits with a focus on firm-level risk oversight rather than just file review.
The ideal candidate will have a strong background in financial advice compliance and excellent communication skills.
Responsibilities include:
- Managing firm relationships
- Conducting supervision visits
- Ensuring compliance with regulatory standards
The position offers a competitive salary of up to £55,000, a £6,000 car allowance, a bonus, and excellent benefits.
Senior Compliance & Firm Risk Lead in London employer: Exchange Street Claims ltd
Exchange Street Claims Ltd is an excellent employer that values its employees by offering a competitive salary, generous car allowance, and a bonus structure, all while promoting a flexible work environment that includes remote work and field visits. The company fosters a supportive work culture that prioritises professional growth, providing opportunities for employees to enhance their skills in compliance management and firm risk oversight within the dynamic financial services sector across the UK.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance & Firm Risk Lead in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk management sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for those interviews! Research Exchange Street Claims Ltd and understand their approach to compliance and risk oversight. We want you to show them you’re not just a fit for the role, but also for their company culture.
✨Tip Number 3
Practice your communication skills! As a Senior Compliance & Firm Risk Lead, you’ll need to convey complex information clearly. We suggest doing mock interviews with friends or using online platforms to refine your pitch.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re here to support you every step of the way, so let’s get you that job!
We think you need these skills to ace Senior Compliance & Firm Risk Lead in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience in compliance and risk management. We want to see how your background aligns with the role, so don’t be shy about showcasing your relevant skills and achievements!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance & Firm Risk Lead role. Share specific examples of your past experiences that relate to managing firm relationships and conducting supervision visits.
Show Off Your Communication Skills:Since excellent communication is key for this role, make sure your application reflects that. Keep your language clear and concise, and don’t forget to proofread for any typos or errors. We want to see your attention to detail!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen to join our team!
How to prepare for a job interview at Exchange Street Claims ltd
✨Know Your Compliance Stuff
Make sure you brush up on the latest financial advice compliance regulations. Being able to discuss specific regulatory standards and how they apply to appointed representative firms will show that you're not just familiar with the basics, but that you’re ready to take on the role.
✨Showcase Your Communication Skills
Since this role involves managing firm relationships, practice articulating your thoughts clearly and confidently. Prepare examples of how you've successfully communicated complex compliance issues in the past, as this will demonstrate your ability to build rapport and trust with stakeholders.
✨Prepare for Scenario Questions
Expect questions that put you in real-life compliance situations. Think about how you would handle supervision visits or address compliance failures. Having a structured approach to these scenarios will help you stand out as a candidate who can think critically and act decisively.
✨Research Exchange Street Claims Ltd
Familiarise yourself with the company’s values, mission, and recent developments. Understanding their approach to compliance and risk oversight will allow you to tailor your responses and show that you’re genuinely interested in contributing to their success.
