At a Glance
- Tasks: Oversee compliance for appointed firms and conduct supervision visits.
- Company: Exchange Street Claims & Financial Services, a leader in financial advice.
- Benefits: Flexible remote work, competitive salary, and professional development opportunities.
- Other info: Enjoy a mix of home-based work and field visits for diverse experiences.
- Why this job: Make a real impact on governance and risk management in the financial sector.
- Qualifications: Experience in compliance and strong coaching skills required.
The predicted salary is between 61408 - 70000 £ per year.
Exchange Street Claims & Financial Services is seeking a compliance professional to oversee appointed representative firms, conduct supervision visits and assess governance and controls.
You will coach firm principals, draft action plans and monitor progress to ensure proper risk management within our network.
The role blends home-based work with field visits, offering broad exposure to firm-level risk, governance and regulatory supervision in a major UK financial advice network.
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AR Compliance Lead: Remote Governance & Panel Oversight employer: Exchange Street Claims & Financial Services
Join a forward-thinking company that values your growth as a Remote Trainee Financial Adviser. With a structured training programme, competitive salary, and the opportunity to build your own client base, you'll thrive in a supportive environment that prioritises employee development and work-life balance. Enjoy the flexibility of hybrid or remote work while being part of a dynamic team dedicated to delivering exceptional client service.
Contact Details:
Exchange Street Claims & Financial Services Recruitment Team
