At a Glance
- Tasks: Provide compliance support and advice across regulatory matters in a dynamic FinTech environment.
- Company: Join a rapidly growing global FinTech firm known for innovation and strong governance.
- Benefits: Competitive salary, professional development, and exposure to senior stakeholders.
- Other info: Opportunity for career growth in a collaborative and evolving organisation.
- Why this job: Make a real impact on compliance frameworks in a fast-paced, international setting.
- Qualifications: Experience in compliance within FinTech or financial services and strong knowledge of FCA regulations.
The predicted salary is between 70000 - 90000 € per year.
Our client is an established and rapidly growing FinTech firm with a strong international presence across key global financial markets. With innovation at the heart of its business, the firm delivers cutting-edge trading and investment solutions to a diverse institutional and retail client base worldwide.
Operating within a highly regulated environment, the business has built a reputation for combining technology-led products with strong governance, robust compliance standards, and a client-first culture. As part of its continued growth, the firm is seeking to appoint an experienced Senior Compliance Manager to join its UK compliance function.
The Senior Compliance Manager will play a key role in providing proactive compliance advisory support across the business while helping to strengthen and evolve the firm’s compliance framework. This position is ideally suited to an experienced compliance professional with a strong background in FinTech, Capital Markets, or Trading environments, and a detailed understanding of FCA regulations. The successful candidate will bring expertise across compliance advisory, policy and framework development, and financial promotions oversight.
The role offers significant exposure to senior stakeholders and the opportunity to work within a fast-paced, commercially focused, and internationally growing organisation.
Key Responsibilities- Provide day-to-day compliance advisory support to the business across a range of regulatory matters
- Advise stakeholders on FCA regulatory requirements and expectations applicable to FinTech and Markets activities
- Review and approve financial promotions and marketing communications in line with FCA requirements
- Support the ongoing development and enhancement of compliance policies, procedures, and frameworks
- Conduct compliance risk assessments and assist in identifying and mitigating regulatory risks
- Monitor regulatory developments and communicate practical, business-focused guidance to stakeholders
- Assist in the execution and enhancement of the Compliance Monitoring Programme
- Support regulatory reporting and engagement with the FCA where required
- Maintain key compliance registers and governance documentation
- Partner with Product, Legal, Risk, and Commercial teams to ensure compliance considerations are embedded into business initiatives
- Support senior management on strategic compliance matters and regulatory change initiatives
- Contribute to fostering a strong culture of compliance across the organisation
- Proven compliance experience within a FinTech, Capital Markets, Trading, Brokerage, or wider Financial Services environment
- Strong working knowledge of FCA regulations and the UK regulatory framework
- Demonstrable experience across:
- Compliance Advisory
- Policy and framework development
- Financial Promotions compliance
- Experience working within fast-paced and evolving business environments
- Strong understanding of regulatory risk management and compliance governance
- Excellent stakeholder management and communication skills
- Ability to operate independently while managing multiple priorities effectively
- Strong drafting and written communication skills
- High level of professionalism, commercial awareness, and integrity
- Experience working within multi-jurisdictional or globally regulated firms
- Exposure to Markets, Trading Platforms, Digital Assets, Payments, or Investment products
- Professional compliance qualifications would be advantageous
Senior Compliance Manager (FinTech) in Slough employer: ETRA Talent
As a leading global FinTech firm based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises innovation and compliance excellence. Our employees benefit from comprehensive professional development opportunities, a collaborative environment, and the chance to engage with senior stakeholders on impactful projects, all while contributing to a client-first ethos in a rapidly evolving industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (FinTech) in Slough
✨Network Like a Pro
Get out there and connect with people in the FinTech space! Attend industry events, webinars, or even local meetups. The more you engage with others, the better your chances of hearing about job openings before they hit the market.
✨Show Off Your Expertise
When you get the chance to chat with potential employers, don’t hold back! Share your insights on FCA regulations and compliance frameworks. This will not only showcase your knowledge but also demonstrate your passion for the industry.
✨Tailor Your Approach
Every company is different, so make sure you tailor your conversations to fit their culture and needs. Research the firm’s values and recent developments, and weave that into your discussions to show you’re genuinely interested.
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through us can give you an edge, as we often have exclusive listings and can help you stand out in the application process.
We think you need these skills to ace Senior Compliance Manager (FinTech) in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Senior Compliance Manager. Highlight your experience in compliance advisory and your knowledge of FCA regulations. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the FinTech space and how you can contribute to our client-first culture. Keep it engaging and relevant to the job description.
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've improved compliance frameworks or managed regulatory risks in previous roles. We love seeing tangible results!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at ETRA Talent
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations and how they apply to FinTech and Capital Markets. Be ready to discuss specific examples of how you've navigated these regulations in your previous roles.
✨Showcase Your Compliance Experience
Prepare to highlight your experience in compliance advisory and policy development. Think of concrete examples where you've successfully implemented compliance frameworks or improved existing processes, as this will demonstrate your hands-on expertise.
✨Engage with Stakeholders
Since the role involves significant interaction with senior stakeholders, practice articulating your thoughts clearly and confidently. Prepare to discuss how you've effectively communicated compliance matters to various teams in the past.
✨Demonstrate a Client-First Mindset
This firm values a client-first culture, so be ready to explain how you've balanced compliance with client needs in your previous roles. Share examples that show your ability to provide practical, business-focused guidance while maintaining compliance standards.
