At a Glance
- Tasks: Provide expert advisory support on CASS regulations and client money management.
- Company: Fast-paced capital markets firm with a focus on growth and innovation.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional development.
- Other info: Ideal for those who excel in fast-paced, high-growth environments.
- Why this job: Join a thriving team and make a real impact in the capital markets sector.
- Qualifications: Expertise in CASS regulations and experience in capital markets or brokerage.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a fast-paced and growing capital markets firm, is seeking an experienced CASS Subject Matter Expert to provide advisory support across CASS 7, CASS 6 and CASS 3.
The successful candidate will possess deep technical knowledge of client money, custody assets and collateral arrangements, with a strong understanding of exchange-traded derivatives, clearing operations, and MiFID requirements. You will act as a trusted advisor to the business, providing pragmatic regulatory guidance while balancing commercial objectives and risk management.
Key requirements:
- Strong SME expertise across CASS 7, CASS 6 and CASS 3
- Extensive knowledge of exchange-traded derivatives and clearing models
- Deep understanding of collateral management and margining processes
- Sound knowledge of MiFID and broader regulatory obligations
- Commercially minded with the ability to deliver practical solutions
- Experience within a capital markets, brokerage, clearing or trading environment
This is an excellent opportunity for a technically strong and business-focused CASS professional who thrives in a dynamic, high-growth environment.
CASS Advisory SME in Slough employer: ETRA Talent
Join a dynamic and rapidly expanding capital markets firm that values expertise and innovation. As a CASS Advisory SME, you will benefit from a collaborative work culture that encourages professional growth and offers opportunities to shape regulatory strategies while balancing commercial objectives. With a focus on employee development and a commitment to excellence, this role provides a unique chance to make a meaningful impact in a fast-paced environment.
StudySmarter Expert Advice🤫
We think this is how you could land CASS Advisory SME in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the capital markets space and let them know you're on the lookout for CASS advisory roles. You never know who might have the inside scoop on an opportunity.
✨Tip Number 2
Prepare for those interviews by brushing up on your technical knowledge of CASS 7, CASS 6, and CASS 3. Be ready to discuss real-world scenarios where you've provided regulatory guidance or solved complex problems.
✨Tip Number 3
Showcase your commercial mindset! When discussing your experience, highlight how you've balanced regulatory requirements with business objectives. This will demonstrate that you can deliver practical solutions in a fast-paced environment.
✨Tip Number 4
Don't forget to apply through our website! We’ve got loads of opportunities that match your skills, and applying directly can give you a better chance of landing that dream job in the capital markets sector.
We think you need these skills to ace CASS Advisory SME in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your expertise in CASS 7, 6, and 3. We want to see how your experience aligns with the role, so don’t be shy about showcasing your knowledge of client money and custody assets!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the CASS Advisory SME role. Share specific examples of how you've provided regulatory guidance in the past and how you balance commercial objectives.
Showcase Your Technical Knowledge:We’re looking for someone with deep technical knowledge, so make sure to mention your understanding of exchange-traded derivatives and clearing operations. Highlight any relevant projects or experiences that demonstrate your expertise!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at ETRA Talent
✨Know Your CASS Inside Out
Make sure you brush up on your knowledge of CASS 7, CASS 6, and CASS 3. Be prepared to discuss specific scenarios where you've applied this knowledge in a practical setting, especially in relation to client money and custody assets.
✨Understand the Regulatory Landscape
Familiarise yourself with MiFID requirements and how they impact capital markets. Being able to articulate how these regulations influence business decisions will show that you can balance compliance with commercial objectives.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted advisor in previous roles. Highlight situations where you've provided pragmatic regulatory guidance while managing risk and achieving business goals.
✨Demonstrate Commercial Awareness
Think about how your technical expertise can translate into practical solutions for the firm. Be ready to discuss how you've navigated challenges in a fast-paced environment and contributed to the bottom line.
