At a Glance
- Tasks: Provide compliance support and advice across regulatory matters in a dynamic FinTech environment.
- Company: Join a rapidly growing global FinTech firm known for innovation and strong governance.
- Benefits: Competitive salary, professional development, and exposure to senior stakeholders.
- Other info: Opportunity for career growth in a supportive and collaborative culture.
- Why this job: Make a real impact on compliance in a fast-paced, evolving industry.
- Qualifications: Experience in compliance within FinTech or financial services and strong knowledge of FCA regulations.
The predicted salary is between 70000 - 90000 € per year.
Our client is an established and rapidly growing FinTech firm with a strong international presence across key global financial markets. With innovation at the heart of its business, the firm delivers cutting-edge trading and investment solutions to a diverse institutional and retail client base worldwide.
Operating within a highly regulated environment, the business has built a reputation for combining technology-led products with strong governance, robust compliance standards, and a client-first culture. As part of its continued growth, the firm is seeking to appoint an experienced Senior Compliance Manager to join its UK compliance function.
The Opportunity
Reporting directly to the Head of Compliance, the Senior Compliance Manager will play a key role in providing proactive compliance advisory support across the business while helping to strengthen and evolve the firm's compliance framework. This position is ideally suited to an experienced compliance professional with a strong background in FinTech, Capital Markets, or Trading environments, and a detailed understanding of FCA regulations. The successful candidate will bring expertise across compliance advisory, policy and framework development, and financial promotions oversight.
The role offers significant exposure to senior stakeholders and the opportunity to work within a fast-paced, commercially focused, and internationally growing organisation.
Key Responsibilities
- Provide day-to-day compliance advisory support to the business across a range of regulatory matters
- Advise stakeholders on FCA regulatory requirements and expectations applicable to FinTech and Markets activities
- Review and approve financial promotions and marketing communications in line with FCA requirements
- Support the ongoing development and enhancement of compliance policies, procedures, and frameworks
- Conduct compliance risk assessments and assist in identifying and mitigating regulatory risks
- Monitor regulatory developments and communicate practical, business-focused guidance to stakeholders
- Assist in the execution and enhancement of the Compliance Monitoring Programme
- Support regulatory reporting and engagement with the FCA where required
- Maintain key compliance registers and governance documentation
- Partner with Product, Legal, Risk, and Commercial teams to ensure compliance considerations are embedded into business initiatives
- Support senior management on strategic compliance matters and regulatory change initiatives
- Contribute to fostering a strong culture of compliance across the organisation
Requirements
- Proven compliance experience within a FinTech, Capital Markets, Trading, Brokerage, or wider Financial Services environment
- Strong working knowledge of FCA regulations and the UK regulatory framework
- Demonstrable experience across:
- Compliance Advisory
- Policy and framework development
- Financial Promotions compliance
- Experience working within fast-paced and evolving business environments
- Strong understanding of regulatory risk management and compliance governance
- Excellent stakeholder management and communication skills
- Ability to operate independently while managing multiple priorities effectively
- Strong drafting and written communication skills
- High level of professionalism, commercial awareness, and integrity
Preferred Background
- Experience working within multi-jurisdictional or globally regulated firms
- Exposure to Markets, Trading Platforms, Digital Assets, Payments, or Investment products
- Professional compliance qualifications would be advantageous
Senior Compliance Manager (FinTech) in London employer: ETRA Talent
As a leading global FinTech firm based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises innovation and compliance excellence. Our employees benefit from extensive professional growth opportunities, a collaborative environment, and the chance to engage with senior stakeholders while shaping the future of financial services. Join us to be part of a forward-thinking team that values your expertise and commitment to regulatory integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (FinTech) in London
✨Tip Number 1
Network like a pro! Reach out to folks in the FinTech space, especially those who work in compliance. Attend industry events or webinars, and don’t be shy about sliding into DMs on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We want you to be the go-to expert in the room! Practice answering common compliance questions and think of examples from your past experience that showcase your skills.
✨Tip Number 3
Showcase your passion for compliance and FinTech during interviews. Talk about how you stay updated with regulatory changes and how you’ve implemented compliance strategies in previous roles. This will help you stand out as someone who truly cares about the field.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that Senior Compliance Manager role!
We think you need these skills to ace Senior Compliance Manager (FinTech) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance advisory and your knowledge of FCA regulations. We want to see how your background fits with our fast-paced FinTech environment!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the FinTech space and how you can contribute to our client-first culture. Keep it engaging and relevant to the role.
Showcase Your Skills:Don’t forget to showcase your strong drafting and written communication skills. We’re looking for someone who can communicate complex regulatory matters clearly, so give us examples of how you've done this in the past.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves. We can’t wait to hear from you!
How to prepare for a job interview at ETRA Talent
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations and how they apply to FinTech and Capital Markets. Be ready to discuss specific examples of how you've navigated these regulations in your previous roles.
✨Showcase Your Compliance Experience
Prepare to highlight your experience in compliance advisory and policy development. Think of concrete instances where you've successfully implemented compliance frameworks or improved existing processes, as this will demonstrate your hands-on expertise.
✨Engage with Stakeholders
Since the role involves significant interaction with senior stakeholders, practice articulating your thoughts clearly and confidently. Prepare examples of how you've effectively communicated compliance matters to non-compliance professionals in the past.
✨Demonstrate a Client-First Mindset
The firm values a client-first culture, so be ready to discuss how you've balanced compliance with client needs. Share stories that illustrate your ability to provide compliance support while ensuring a positive client experience.
