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- Tasks: Oversee regulatory compliance and provide guidance to senior management in a dynamic FinTech environment.
- Company: Established FinTech brand based in London, part of an international group.
- Benefits: Hybrid working model, annual bonus scheme, and opportunities for professional growth.
- Why this job: Join a leading FinTech firm and make a real impact on regulatory compliance.
- Qualifications: 10+ years in compliance, strong knowledge of UK regulations, and excellent communication skills.
- Other info: Collaborative culture with potential for future leadership opportunities.
The predicted salary is between 48000 - 72000 £ per year.
Our client is a well established FinTech brand, with its HQ in London and part of an international group. The post holder will work closely with other stakeholders, including legal, risk management functions, AML professionals, business and operations teams internally and would have a direct relationship with local regulators (primary contact for the UK business).
The position holder is the focal point within the business for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regulatory compliance risks are adequately managed.
Key elements of the role include:
- Providing assurance to the senior management that regulatory compliance risks are managed effectively within the licensed entities in the UK;
- Providing pragmatic regulatory advice and support internally;
- Formulating and reviewing policies and procedures to ensure regulatory compliance with all relevant laws, regulations and group policies;
- Engaging and maintaining a strong relationship with regulatory authorities and handling all related enquiries;
- Identifying regulatory compliance risks, escalating potential regulatory and policy breaches and conduct issues to senior management;
- Conducting internal compliance training;
- Monitoring of local regulatory and law changes and ensuring that all relevant parties and persons are advised and in full compliance with these requirements;
- Carrying out risk assessment on products and services offered in the UK market;
- Supporting key regulatory projects of the EMEA Compliance team.
The role will not initially include people management but this could change in time.
Required skills & experience:
- At least 10 years of relevant compliance, regulatory or similar experience
- Strong regulatory compliance experience
- Knowledgeable in/experience of fintech, payment systems and relevant regulatory requirements in the UK.
- The ability to work both independently and collaboratively with multiple teams located in different jurisdictions and under strict deadlines.
- Excellent project management skills and sound judgement.
- Self-starter with good attitude.
- Resourceful, adaptable and flexible.
- Excellent written and verbal communication skills
- Degree level educated
The company offers a hybrid working pattern - with 3 days per week required in the office (central London). They also offer an annual/company bonus scheme.
Senior Compliance Officer - UK (FinTech) (Individual Contributor) employer: Ethos BeathChapman
Contact Detail:
Ethos BeathChapman Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - UK (FinTech) (Individual Contributor)
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory requirements and compliance practices. We want you to be the go-to person for any questions they throw your way!
✨Tip Number 3
Showcase your project management skills during interviews. Share specific examples of how you've successfully managed compliance projects in the past. This will help you stand out as a self-starter with a good attitude.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Compliance Officer - UK (FinTech) (Individual Contributor)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your relevant experience in compliance and regulatory matters, especially in the fintech sector. We want to see how your skills align with the job description!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to manage regulatory compliance risks and work with stakeholders.
Showcase Your Communication Skills: Since excellent written communication is key for this position, make sure your application is clear and concise. We love a well-structured application that reflects your ability to communicate effectively with senior management and regulators.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Ethos BeathChapman
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of regulatory compliance, especially in the FinTech and payments sector. Familiarise yourself with the latest UK regulations and how they impact the business. This will show that you're not just a candidate, but someone who understands the landscape.
✨Showcase Your Stakeholder Skills
Since this role involves working closely with various stakeholders, prepare examples of how you've successfully collaborated with legal, risk management, and operations teams in the past. Highlight your ability to build relationships and communicate effectively with different departments.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios or regulatory challenges. Think through potential risks and how you would mitigate them. This will demonstrate your problem-solving skills and proactive approach to compliance.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the company's compliance culture or recent regulatory changes they've faced. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.
