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- Tasks: Oversee regulatory compliance and provide guidance to senior management in a dynamic FinTech environment.
- Company: Established FinTech brand based in London, part of an international group.
- Benefits: Competitive salary, professional development, and the chance to work with industry leaders.
- Why this job: Make a real impact by ensuring compliance in a fast-paced, innovative sector.
- Qualifications: 10+ years in compliance or regulatory roles, with strong knowledge of fintech.
- Other info: Opportunity for career growth and potential future leadership roles.
The predicted salary is between 48000 - 72000 £ per year.
Our client is a well established FinTech brand, with its HQ in London and part of an international group. The post holder will work closely with other stakeholders, including legal, risk management functions, AML professionals, business and operations teams internally and would have a direct relationship with local regulators (primary contact for the UK business).
The position holder is the focal point within the business for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regulatory compliance risks are adequately managed.
Key elements of the role include:
- Providing assurance to the senior management that regulatory compliance risks are managed effectively within the licensed entities in the UK;
- Providing pragmatic regulatory advice and support internally;
- Formulating and reviewing policies and procedures to ensure regulatory compliance with all relevant laws, regulations and group policies;
- Engaging and maintaining a strong relationship with regulatory authorities and handling all related enquiries;
- Identifying regulatory compliance risks, escalating potential regulatory and policy breaches and conduct issues to senior management;
- Conducting internal compliance training;
- Monitoring of local regulatory and law changes and ensuring that all relevant parties and persons are advised and in full compliance with these requirements;
- Carrying out risk assessment on products and services offered in the UK market;
- Supporting key regulatory projects of the EMEA Compliance team.
The role will not initially include people management but this could change in time.
Required skills & experience:
- At least 10 years of relevant compliance, regulatory or similar experience;
- Strong regulatory compliance experience;
- Knowledgeable in/experience of fintech.
Senior Compliance Officer - UK (FinTech) (Individual Contributor) in London employer: Ethos BeathChapman
Contact Detail:
Ethos BeathChapman Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - UK (FinTech) (Individual Contributor) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory compliance and the latest trends in FinTech. We recommend having specific examples ready that showcase your experience and how you’ve tackled compliance challenges.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds.
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Senior Compliance Officer - UK (FinTech) (Individual Contributor) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your relevant experience in compliance and regulatory matters, especially in the FinTech sector. We want to see how your background aligns with the job description!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to manage regulatory compliance risks and engage with stakeholders effectively.
Showcase Your Regulatory Knowledge: Since this role involves a lot of interaction with regulators, make sure to showcase your knowledge of UK regulations and compliance frameworks. We love candidates who can speak confidently about their understanding of the regulatory landscape!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Ethos BeathChapman
✨Know Your Regulations
Make sure you brush up on the latest UK regulations relevant to the FinTech sector. Familiarise yourself with compliance frameworks and how they apply to payments. This will show that you're not just knowledgeable but also proactive about staying updated.
✨Showcase Your Stakeholder Skills
Since the role involves working closely with various stakeholders, prepare examples of how you've successfully collaborated with legal, risk management, or operations teams in the past. Highlight your ability to communicate complex compliance issues clearly and effectively.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios or regulatory challenges. Think through potential risks and your approach to mitigating them. This will demonstrate your critical thinking and problem-solving skills.
✨Engage with Regulatory Authorities
Be ready to discuss your experience in engaging with regulators. Share any instances where you've built strong relationships or handled inquiries effectively. This will illustrate your capability to be the primary contact for the UK business and manage compliance risks.
