At a Glance
- Tasks: Lead regulatory and tax reporting processes, ensuring compliance with global obligations.
- Company: Equiniti is a top international provider of shareholder and credit technology, supporting millions worldwide.
- Benefits: Enjoy flexible benefits, generous holiday, and employee discounts at popular stores.
- Why this job: Join a collaborative team focused on operational excellence and continuous improvement in a dynamic environment.
- Qualifications: Degree level or equivalent experience; knowledge of FATCA/CRS and strong stakeholder management skills required.
- Other info: Initial fixed-term contract with potential for extension or permanent role.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries.
EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success. We are TRUSTED to deliver on our commitments, COMMERCIAL in building long term value, COLLABORATIVE in our approach and we IMPROVE by continually enhancing our skills and services. There has never been a better time to join EQ.
Role Summary
Our team require a Regulatory & Tax Reporting professional to lead on of all aspects of the reporting process in relation to our obligations under the FATCA/CRS regimes, as an ISA Manager, a qualified Intermediatory and other tax reporting related to the custody and trading of securities.
This role is critical in ensuring compliance with evolving global tax and regulatory obligations, supporting operational excellence and risk mitigation across custody and trading services.
The role will be initially be a fixed term contract 12 -18 months, with the potential for extension or conversion to a permanent role, based on business needs. There are no direct reports currently, but support is available in the form of wider team colleagues (Chennai based) as required.
Core Duties & Responsibilities
- Review current operational practices and system functionality, document necessary changes required to support the various regulatory requirements.
- Create and establish an appropriate control framework across the client lifecycle, including onboarding, account maintenance and external reporting.
- Support internal and external audits by ensuring documentation and controls are appropriate.
- Define & help build out the longer-term operating model.
- Provide support and guidance to business stakeholders to ensure data is captured completely and accurately for reporting purposes.
- Act as subject matter expert on regulatory reporting requirements: Proactively review and implement the relevant reporting guidelines and rules to ensure the business maintains compliance.
- Lead the preparation and accurate and timely submission of regulatory reports in line with industry standards.
- Provide reporting to relevant governance committees as required
Skills, Capabilities & Attributes
- Degree Level or equivalent/ relevant industry experience
- Big 4 management consulting or large company experience preferred.
- Strong working knowledge of the QI regime, FATCA/CRS
- Working knowledge of HMRC ISA reporting & other tax reporting (e.g. Spanish Financial transaction tax)
- Experience of managing/leading operational design of processes and controls for a regulated business.
- Strong stakeholder management skills
- Ability to work independently in a fast-paced, regulated environment
- Adaptability and resilience in managing change
- Strong attention to detail and problem-solving skills
- Excellent communication and interpersonal skills
What We Offer
Save For Your Future – Equiniti Pension Plan; Equiniti matches your pension contributions up to 10%
All Employee Long Term Incentive Plan (LTIP) – Gives all EQ Colleagues the opportunity to benefit if the current owners successfully sell the company for a profit.
Health and Wellbeing – Employee Assistance Programme: counselling, legal & wellbeing support for colleagues and their households. Life assurance cover at 4x salary with the ability to purchase enhance cover.
Employee discounts – Discounts and cashback at your favourite high street stores through our EQ Wins Platform.
Flexible Benefits – The ability to purchase a wide variety of benefits through our flex plan; gadgets, travel insurance, will writing, holiday trading and more.
Time Off – Typically 28 days holiday + bank holidays. 2 volunteer days to get involved with a charity of your choosing.
Winning together – Equiniti ICON award vouchers; recognising the individuals going above and beyond to help the business succeed.
Learning & Development – Investment in LinkedIn Learning for all colleagues.
We are committed to equality of opportunity for all staff and applications from individuals are encouraged regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief and marriage and civil partnerships.
Please note any offer of employment is subject to satisfactory pre-employment screening checks. These consist of 5 year activity & GAP verification, DBS or Access NI, Credit, Sanctions & CIFAS checks
Regulatory and Tax Reporting Senior Manager employer: Equiniti
Contact Detail:
Equiniti Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory and Tax Reporting Senior Manager
✨Tip Number 1
Familiarise yourself with the FATCA and CRS regulations, as well as the QI regime. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance and regulatory excellence.
✨Tip Number 2
Network with professionals in the regulatory and tax reporting field. Attend industry events or webinars where you can meet people from Equiniti or similar companies. Building connections can provide insights into the company culture and expectations.
✨Tip Number 3
Prepare to discuss your experience with operational design and stakeholder management. Be ready to share specific examples of how you've successfully implemented processes or controls in a regulated environment, as this is crucial for the role.
✨Tip Number 4
Stay updated on the latest trends and changes in tax reporting and regulatory compliance. Being knowledgeable about recent developments will show your proactive approach and readiness to adapt to evolving requirements.
We think you need these skills to ace Regulatory and Tax Reporting Senior Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Regulatory and Tax Reporting Senior Manager position. Understand the key responsibilities and required skills, such as knowledge of FATCA/CRS and experience in regulatory reporting.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job requirements. Emphasise your background in regulatory compliance, operational design, and stakeholder management, as these are crucial for this role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention specific examples from your past experiences that demonstrate your ability to lead regulatory reporting processes and manage compliance effectively.
Highlight Soft Skills: In your application, don't forget to mention your soft skills such as adaptability, attention to detail, and problem-solving abilities. These traits are essential for thriving in a fast-paced, regulated environment like Equiniti.
How to prepare for a job interview at Equiniti
✨Understand Regulatory Frameworks
Familiarise yourself with the FATCA/CRS regimes and other relevant tax reporting requirements. Being able to discuss these frameworks confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've tackled complex regulatory challenges in the past. Highlighting your attention to detail and problem-solving abilities will resonate well with the interviewers.
✨Emphasise Stakeholder Management
Be ready to discuss your experience in managing relationships with various stakeholders. Illustrate how you’ve effectively communicated and collaborated with teams to achieve compliance and operational excellence.
✨Demonstrate Adaptability
Given the fast-paced nature of the role, share instances where you've successfully adapted to changes in regulations or operational processes. This will show your resilience and ability to thrive in a dynamic environment.