At a Glance
- Tasks: Lead regulatory compliance efforts and ensure adherence to UK regulations in the financial services sector.
- Company: Join a forward-thinking financial services firm committed to compliance excellence.
- Benefits: Competitive salary, professional development opportunities, and a supportive work environment.
- Other info: Dynamic role with opportunities for career advancement and continuous learning.
- Why this job: Make a real impact by shaping compliance culture and influencing key stakeholders.
- Qualifications: 3+ years in regulatory compliance, strong analytical skills, and relevant certifications preferred.
The predicted salary is between 40000 - 50000 £ per year.
Requirements
- Understanding of UK regulatory frameworks, including the Payment Services 2017 (PSRs), Electronic Money Regulations (EMRs), AML/CTF requirements and GDPR an advantage
- Experience drafting and implementing compliance policies and procedures
- Strong analytical and problem-solving skills
- Excellent communication skills across all levels of stakeholders
- Ability to promote the compliance agenda and foster a robust compliance culture across the business
- Familiarity with working in a 3LOD model an advantage
- Meticulous attention to detail and organisational capabilities
- Relevant certifications (e.g. ICA, CAMS or similar compliance certifications) an advantage
- Minimum of 3 years’ experience in regulatory compliance within financial services, preferably in the payment services sector
- Demonstrated track record in working with regulatory bodies such as the FCA, HMRC is an advantage
What the job involves
- You are a regulatory compliance subject specialist and able to take responsibility for executing regulatory processes and monitoring compliance tasks to a high standard
- You can spot opportunities for strengthening processes and controls and strive to implement and build systems and processes that support a strong compliance culture
- You’re able to influence stakeholders to promote the compliance agenda and can motivate and inspire team members to perform to a high standard
- You will support the Senior Regulatory Compliance Managers and the Head of Regulatory Compliance in the day-to-day execution of the compliance road map and own specific technical areas relevant to your experience
- As a regulatory compliance professional, you will follow new developments and trends in the regulatory landscape impacting payments firms
- You will work with business leaders to ensure a robust application of regulatory compliance controls, operating under the second line model of ‘advise, train and monitor’
- Supporting the Senior Regulatory Compliance Managers and Head of Regulatory Compliance in the day-to-day execution of the compliance roadmap
- Managing specific regulatory change projects as they arise
- Providing independent 2nd line ‘review and challenge’ to Equals business units, adopting the ‘advise, train and monitor’ second line model
- Supporting delivery and taking ownership of specific items on the Compliance Roadmap/Strategy, ensuring completion of tasks in line with deadlines and escalating any risks of non-completion
- Providing high quality compliance advice to the business on all regulatory matters relevant to Equals businesses
- Striving for quality in all outputs such as project documentation, reports, proposals and other assets and seeking feedback on these from the Senior Managers or Head of within the Regulatory Compliance team
- Working closely with the other Group Risk and Compliance functions and senior management stakeholders
- Developing training material in relation to policies owned by Compliance
- Keeping up to date with regulatory change matters and supervisory themes
- Seek to complete professional development activities wherever possible by attending forums, webinars and networking events
- Supporting the identification and management of risks of non-compliance with regulatory requirements
- Supporting, escalating and overseeing the identification and resolution of regulatory incidents as well as reporting relevant incidents to regulatory authorities
- Act as a role model for more junior members of the compliance function
- Promoting the adoption of a culture that prioritises good customer and regulatory outcomes in Risk and Compliance across the business
- Liaising with external advisors and assurance providers
Regulatory Compliance Manager in London employer: equals
As a Regulatory Compliance Manager at our company, you will thrive in a dynamic and supportive work environment that prioritises professional growth and development. We offer competitive benefits, a strong commitment to fostering a robust compliance culture, and opportunities to engage with industry leaders, ensuring that your contributions are valued and impactful. Located in the heart of the financial services sector, our company provides a unique platform for you to influence compliance practices while collaborating with a diverse team dedicated to excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with folks in the regulatory compliance space. Attend industry events, webinars, and forums to meet potential employers and learn about job openings that might not be advertised.
✨Tip Number 2
Show off your expertise! When you get the chance to chat with hiring managers or during interviews, make sure to highlight your experience with UK regulatory frameworks and any relevant certifications. This is your time to shine!
✨Tip Number 3
Tailor your approach! Research the companies you're interested in and understand their compliance culture. Use this knowledge to demonstrate how you can contribute to their specific needs during interviews.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got some fantastic opportunities waiting for you, and applying directly can give you an edge. Plus, it shows you’re genuinely interested in being part of our team!
We think you need these skills to ace Regulatory Compliance Manager in London
Some tips for your application 🫡
Know Your Stuff:Make sure you understand the UK regulatory frameworks mentioned in the job description. Brush up on the Payment Services 2017, Electronic Money Regulations, and AML/CTF requirements. This will show us that you're serious about compliance and ready to hit the ground running!
Tailor Your Application:When writing your application, tailor it to highlight your experience with drafting and implementing compliance policies. Use specific examples from your past roles to demonstrate how you've successfully navigated regulatory challenges. We love seeing real-world applications of your skills!
Show Off Your Communication Skills:Since this role involves working with various stakeholders, make sure to showcase your excellent communication skills. Whether it's through your cover letter or CV, let us know how you've influenced others and promoted a compliance culture in your previous positions.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company and what we stand for!
How to prepare for a job interview at equals
✨Know Your Regulations
Make sure you brush up on the UK regulatory frameworks, especially the Payment Services 2017 and Electronic Money Regulations. Being able to discuss these in detail will show that you’re not just familiar with them but can also apply this knowledge practically.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully drafted and implemented compliance policies. Highlight any experience you have with regulatory bodies like the FCA or HMRC, as this will demonstrate your hands-on experience in the field.
✨Communicate Effectively
Practice articulating complex compliance concepts in a clear and concise manner. Remember, you’ll need to communicate with various stakeholders, so being able to simplify your message is key. Consider role-playing with a friend to refine your delivery.
✨Demonstrate Attention to Detail
During the interview, be prepared to discuss how you ensure meticulous attention to detail in your work. You might want to bring along examples of project documentation or reports you've worked on, showcasing your organisational capabilities and commitment to quality.
