TD Securities in London seeks an experienced regulatory compliance professional to support the asset management compliance program with focus on APAC and Caribbean. You will provide advisory on business initiatives, develop and maintain policies and procedures, and lead cross‑functional projects with Legal and Wealth teams.
A law or investment industry background and 7+ years in compliance are preferred. You will work to ensure compliant international applicability of policies, and contribute to
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Global Asset Compliance Lead - APAC & Caribbean in City of Westminster employer: Epoch Investment Partners UK Limited
TD Global Investment Solutions is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from comprehensive professional development opportunities, a supportive culture that values diversity, and the chance to engage with industry leaders at prestigious events. Joining TDGIS means being part of a forward-thinking team dedicated to excellence in investment solutions, making a meaningful impact in the UK institutional market.
Contact Details:
Epoch Investment Partners UK Limited Recruitment Team
