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- Tasks: Oversee regulatory compliance and manage financial crime prevention activities.
- Company: Dynamic company committed to ethical practices and compliance.
- Benefits: Flexible hybrid work, competitive salary, and professional development opportunities.
- Why this job: Make a real impact in compliance while working with global teams.
- Qualifications: Strong UK regulatory experience and AML/CTF expertise required.
- Other info: Join a supportive team focused on integrity and growth.
The predicted salary is between 36000 - 60000 £ per year.
The Compliance Program Manager is responsible for overseeing regulatory compliance for the Company’s UK entity and serving as the Money Laundering Reporting Officer (MLRO). This role manages UK regulatory obligations, AML/CTF governance, and financial crime prevention activities while also supporting broader compliance programs across EMEA and APAC. The position contributes to corporate compliance areas including anti-bribery, insider trading, ethics, fraud prevention, and IPO-readiness governance. The role requires strong UK regulatory experience, practical AML/CTF expertise, and the ability to collaborate with global teams while exercising sound independent judgment.
Key Responsibilities:
- UK Regulatory Responsibilities
- Oversee UK regulatory compliance and act as the primary point of contact with the FCA.
- Support FCA applications, notifications, supervisory requests, and reporting obligations.
- Conduct regulatory horizon scanning and assess impacts on business operations.
- Maintain UK-specific compliance frameworks, policies, controls, and oversight procedures.
- MLRO & Financial Crime Responsibilities
- Serve as the Money Laundering Reporting Officer (MLRO) with responsibility for AML/CTF governance.
- Ensure compliance with the Money Laundering Regulations, POCA, JMLSG guidance, and FATF standards.
- Oversee CDD/EDD processes, monitoring activities, and AML/CTF risk assessments.
- File SARs and fulfill required financial-crime reporting obligations.
- Deliver AML/CTF training to relevant employees and senior leadership.
- International Compliance Responsibilities (EMEA & APAC)
- Support compliance programs across international jurisdictions, including privacy and regulatory requirements.
- Assist with GDPR, UK GDPR, and APAC privacy activities such as DPIAs/PIAs, ROPAs, DSARs.
Compliance Program Manager, Regulatory & AML/CTF in London employer: Epiq Systems, Inc
Contact Detail:
Epiq Systems, Inc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Program Manager, Regulatory & AML/CTF in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those who work in AML/CTF. Attend industry events or webinars to make connections and learn about job openings that might not be advertised.
✨Tip Number 2
Prepare for interviews by brushing up on your UK regulatory knowledge and AML/CTF practices. We recommend practising common interview questions and scenarios related to compliance to show you’re ready to tackle the role head-on.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team and contributing to our compliance efforts.
We think you need these skills to ace Compliance Program Manager, Regulatory & AML/CTF in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Program Manager role. Highlight your UK regulatory experience and AML/CTF expertise, as these are key for us. Use specific examples that showcase your skills and achievements in these areas.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Tell us why you're passionate about compliance and how your background aligns with our needs. Be sure to mention your experience with financial crime prevention and any relevant training you've delivered.
Showcase Your Collaboration Skills: Since this role involves working with global teams, make sure to highlight your collaboration skills. Share examples of how you've successfully worked with others to achieve compliance goals, especially in international contexts.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people. Don’t miss out!
How to prepare for a job interview at Epiq Systems, Inc
✨Know Your Regulations
Make sure you brush up on UK regulatory compliance, especially around AML/CTF. Familiarise yourself with the FCA's requirements and recent changes in legislation. This will show that you're not just knowledgeable but also proactive about staying updated.
✨Demonstrate Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance programmes or acted as an MLRO. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Show Your Collaborative Spirit
This role involves working with global teams, so be ready to discuss how you've effectively collaborated across different departments or regions. Highlight any experience you have in managing cross-border compliance issues or training staff in compliance matters.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory challenges. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and work style.