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- Tasks: Drive compliance assurance activities and engage with stakeholders in a fast-paced environment.
- Company: Join Enra Specialist Finance, a leader in specialist lending.
- Benefits: Competitive salary, career growth, and a dynamic work culture.
- Other info: Collaborative team atmosphere with opportunities for professional development.
- Why this job: Make a real impact on compliance and customer outcomes in financial services.
- Qualifications: Experience in compliance within FCA regulated environments is essential.
The predicted salary is between 50000 - 60000 £ per year.
Are you an experienced Compliance professional who enjoys taking ownership, driving assurance activity, and has experience within an FCA regulated financial services environment? Do you thrive in a fast-paced specialist lending business where conduct risk, Consumer Duty, regulatory change, and strong stakeholder engagement are equally important? If this sounds like you, then this could be the perfect next step in your career. Apply today and let’s grow together at Enra Specialist Finance.
This is a wide-reaching compliance role, with a focus on the implementation and delivery of the firm’s Compliance Monitoring Plan. The key focus of the role will be on the delivery of agreed reviews on aspects of the business, as dictated by Senior Management, Conduct Risk Assessments, FCA priorities, Consumer Duty application, etc. to provide assurance that policy and procedure are working as intended across the business to provide good customer outcomes.
Engagement with business owners to understand each function's adherence to regulations and the management of agreed change will be core to being successful in the role.
Key Accountabilities:- Provide expert support on the delivery of the Compliance Monitoring Programme’s reviews to identify and manage change.
- Undertake testing and analysis of controls including policies, procedures, reporting, etc. in their application to mitigate specific conduct risks against specified products and/or target markets.
- Carry out ad hoc requests by the Head of Compliance and/or the business as required.
- Support the implementation of regulatory and policy developments and initiatives.
- Provide specialist compliance input, advice and support to the business.
- Represent compliance at project team meetings and at other forums, including external forums where required.
- Support work requests in relation to regulatory and policy such as with the preparation and submission of applications and reports to the FCA.
- Keep up to date the firm’s key compliance registers and logs as required.
- Build and maintain relationships with the businesses’ key stakeholders.
- Keep up to date with the regulatory horizon and future changes that may affect the business and its customers.
Compliance Monitoring employer: Enra Specialist Finance
Contact Detail:
Enra Specialist Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for new opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance best practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it counts.
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications with a friendly email or LinkedIn message. It shows your enthusiasm and keeps you on their radar—plus, it’s a great way to demonstrate your proactive approach.
✨Tip Number 4
Check out our website for the latest job openings in compliance monitoring. We’re always looking for talented individuals like you, and applying directly through us can give you a better chance of landing that dream role!
We think you need these skills to ace Compliance Monitoring
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Compliance Monitoring role. Highlight your experience in FCA regulated environments and any specific compliance projects you've led or contributed to.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a perfect fit for our team. Don’t forget to mention your ability to engage with stakeholders effectively.
Showcase Your Achievements: When detailing your past roles, focus on specific achievements that demonstrate your expertise in compliance monitoring and risk assessment. Numbers and outcomes speak volumes, so include them where possible!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen to join our team at Enra Specialist Finance!
How to prepare for a job interview at Enra Specialist Finance
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA regulations and compliance standards relevant to the financial services sector. Being able to discuss recent changes and how they impact the business will show that you're not just knowledgeable but also proactive in staying informed.
✨Showcase Your Stakeholder Engagement Skills
Prepare examples of how you've successfully engaged with stakeholders in previous roles. Highlight your ability to communicate complex compliance issues clearly and how you've built relationships to drive compliance initiatives forward.
✨Demonstrate Your Analytical Skills
Be ready to discuss specific instances where you've conducted testing and analysis of controls. Use concrete examples to illustrate how your analytical approach has helped mitigate conduct risks or improve compliance processes.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's Compliance Monitoring Plan and how it aligns with their business objectives. This shows your genuine interest in the role and helps you understand how you can contribute to their success.