At a Glance
- Tasks: Lead compliance for innovative projects and provide regulatory advice.
- Company: Top-rated FinTech firm known for its supportive culture.
- Benefits: Competitive salary, bonus potential, and flexible hybrid working.
- Other info: Opportunity to transition from consultancy to an in-house role.
- Why this job: Join a leading firm and shape the future of retail investments.
- Qualifications: Experienced in compliance within retail investments and familiar with key regulations.
The predicted salary is between 95000 - 105000 € per year.
Location: London (Hybrid – 2 days office, 3 days WFH per week)
Salary: To c£100k + bonus (to 20%)
What’s in it for you?
- A chance to be at the forefront of business strategy for a leading retail investment FinTech, providing Compliance support on key business projects and strategic initiatives.
- You’ll play a key role in the planning, launch and oversight of new products and services for this hugely innovative firm.
- This could also provide the ideal opportunity to move from Consultancy into an in-house role, a transition that’s not been easy given current market conditions.
- You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture.
- You’ll also find that Compliance sits at the heart of everything the business does.
- It really is a business that puts Compliance at its heart and strongly believes in Compliance by design.
- And there’s a flexible working model with just 2 days a week in the firm’s London office.
What you’ll be doing
- You’ll be the Compliance lead for complex cross-functional projects and strategic initiatives, providing robust, pragmatic regulatory advice and challenge to new business models, product concepts and technological innovation from inception.
- You’ll also make recommendations on enhancements to existing core processes, governance and product oversight and play a key role in their implementation.
- You’ll conduct proactive horizon scanning and assessment of emerging regulations and market trends relevant to the business, ensuring the firm is prepared for future regulatory change.
What you’ll need
- You’ll be an experienced Compliance specialist with strong experience of working in a Retail Investments environment and will be very familiar with the regulatory requirements impacting the sector, including MiFID II, COBS, PROD, Consumer Duty etc.
- You’ll also have a proven track record of supporting business projects and providing advice and challenge to senior management.
Senior Compliance Manager (Projects) in London employer: Energy Jobline ZR
Join a leading retail investment FinTech in London, where you'll be at the forefront of business strategy as a Senior Compliance Manager. With a strong emphasis on employee growth and a culture that prioritises compliance, this company is renowned for its supportive work environment and flexible hybrid working model. Enjoy competitive compensation, including a bonus structure, while contributing to innovative projects that shape the future of the industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (Projects) in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Informational Interview
If you can, set up informal chats with folks already working in compliance roles. This is a great way to learn about the company culture and get insider tips. Plus, it shows your genuine interest in the field, which can really make you stand out when applying through our website.
✨Showcase Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your experience with regulatory requirements like MiFID II and Consumer Duty. We want to see how you can bring value to their projects and initiatives, so don’t hold back!
✨Follow Up Like a Boss
After interviews or networking events, always send a follow-up message. Thank them for their time and reiterate your enthusiasm for the role. It’s a simple gesture that can keep you top of mind, especially when applying through our website.
We think you need these skills to ace Senior Compliance Manager (Projects) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in Retail Investments and any relevant regulatory knowledge, like MiFID II or Consumer Duty. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about Compliance and how you can contribute to our innovative projects. Be sure to mention specific examples from your past that demonstrate your expertise.
Showcase Your Project Experience:Since this role involves leading complex projects, make sure to highlight your project management skills. Share examples of how you've provided regulatory advice on business initiatives and how you’ve navigated challenges in previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Energy Jobline ZR
✨Know Your Regulations
Make sure you brush up on the key regulatory requirements like MiFID II, COBS, and Consumer Duty. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge to real business scenarios.
✨Showcase Your Project Experience
Prepare specific examples of past projects where you provided compliance support. Highlight your role in planning, launching, and overseeing these projects, as well as any challenges you faced and how you overcame them. This will demonstrate your hands-on experience and strategic thinking.
✨Understand the Company Culture
Research the company’s values and culture, especially their commitment to compliance by design. Be ready to discuss how your personal values align with theirs and how you can contribute to maintaining their fantastic reputation as an employer.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s future projects and how compliance plays a role in their strategy. This shows your genuine interest in the position and helps you assess if the company is the right fit for you.
