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For Companies At a Glance
- Tasks: Oversee risk and compliance, manage policies, and ensure regulatory alignment.
- Company: Boutique law firm in London with a commitment to community and ethical practices.
- Benefits: Hybrid working, competitive salary, and a supportive work environment.
- Other info: Opportunity for career growth in a dynamic and collaborative setting.
- Why this job: Join a team of experts making a positive impact in the legal sector.
- Qualifications: Five years' experience in risk and compliance within a law firm is essential.
The predicted salary is between 60000 - 75000 £ per year.
We are a leading specialist in employment, pensions and business immigration law, attracting partners and associates from Magic and Silver Circle firms who are committed to being a force for good, creating a great working environment and giving back to the local community.
The Role
We are looking for an experienced Risk and Compliance Manager to oversee the development and management of internal policies and procedures, ensuring they remain aligned with evolving regulatory requirements. The role is broad and involves:
- Managing reporting obligations to the SRA
- Delivering regular compliance training
- Conducting file audits
- Ensuring GDPR compliance and managing secure file transfers
- Advising on internal conduct and ethics queries
- Advising on KYC, AML and financial crime
- Managing claims and complaints
- Insurance renewals
The Requirements
It is anticipated that you will have at least five years' experience as a risk and compliance manager in a law firm, and we are open to someone coming from a larger firm seeking a sole role or a smaller firm seeking more international and complex work. Law firm experience is essential due to the standalone nature of the role. An advantage if you are admitted as a solicitor in the UK or a similar overseas jurisdiction.
Risk and Compliance Manager in City of London employer: Energy Jobline ZR
Contact Detail:
Energy Jobline ZR Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk and Compliance Manager in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in risk and compliance. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on the latest regulatory changes and compliance trends. We want you to impress with your knowledge and show that you're on top of your game!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We make it easy for you to find the right fit. Plus, it shows you’re genuinely interested in joining our team and helps us keep track of your application.
We think you need these skills to ace Risk and Compliance Manager in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk and Compliance Manager role. Highlight your relevant experience in law firms, especially focusing on compliance training, GDPR, and managing reporting obligations. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about risk and compliance in a law firm setting. Share specific examples of how you've successfully managed compliance issues in the past. We love a good story!
Showcase Your Skills: Don’t forget to showcase your skills that are relevant to the role. Whether it's your experience with KYC, AML, or conducting file audits, make sure these stand out. We’re looking for someone who can hit the ground running!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss any important updates. Plus, it’s super easy!
How to prepare for a job interview at Energy Jobline ZR
✨Know Your Regulations
Make sure you brush up on the latest regulatory requirements relevant to risk and compliance in law firms. Being able to discuss how these regulations impact the firm will show that you're not just familiar with the basics, but that you’re proactive about staying informed.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance issues or developed internal policies. This will help demonstrate your hands-on experience and how it aligns with the needs of the firm.
✨Prepare for Scenario Questions
Expect to be asked how you would handle certain compliance scenarios. Think through potential challenges related to GDPR, KYC, or AML, and be ready to articulate your approach to resolving them effectively.
✨Emphasise Your Training Skills
Since delivering compliance training is part of the role, be prepared to discuss your experience in this area. Highlight any successful training programmes you've implemented and how you ensured engagement and understanding among staff.