At a Glance
- Tasks: Lead the transition of control assurance to a structured BAU function.
- Company: Join a leading financial institution driving innovative risk management.
- Benefits: Potential for permanent role and exposure to senior leadership.
- Other info: This is a strategic leadership role with opportunities for growth.
- Why this job: Be part of a critical transformation in a forward-thinking, data-driven environment.
- Qualifications: Extensive financial services experience and expertise in control assurance required.
The predicted salary is between 72000 - 108000 £ per year.
Direct message the job poster from Empresaria Group plc
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Director – Control Assurance
- Location: London (City)
- Contract: 12-Month Fixed-Term Contract (FTC), with potential for permanency
About the Role
Our client, a leading financial institution, is transitioning its control assurance function from a project-based setup to a fully operational Business-as-Usual (BAU) model. They are seeking a Director – Control Assurance to lead this transition, ensuring the implementation of robust risk methodologies, control testing strategies, and automation processes.
This role offers the opportunity to establish a scalable assurance framework, align with global banking standards, and enhance non-financial risk management.
Key Responsibilities
- Lead the transition of control assurance to a structured BAU function.
- Define and implement risk methodologies, control testing strategies, and automation solutions.
- Collaborate with compliance, risk, and audit teams to strengthen assurance processes.
- Establish a sustainable governance framework aligned with industry best practices.
- Support the development of a high-performing first line of defence (1LoD) control office.
Challenges & Considerations
- Global Standards: Aligning the control assurance strategy with Tier 1 banking frameworks.
- Automation & Innovation: Implementing advanced testing and assurance automation.
- Talent Acquisition: Building a strong team, particularly in Dublin.
- Regulatory Complexity: Managing compliance across multiple EMEA jurisdictions.
Expected Outcomes
By the end of the contract, the successful candidate will have:
- Established a clear control assurance framework with defined methodologies.
- Implemented an automated testing strategy with proven effectiveness.
- Developed governance structures supporting sustainable BAU operations.
- Identified key skill sets and training needs for assurance teams.
- Integrated control validation and continuous monitoring into risk management.
Candidate Profile
To be successful in this role, candidates should have:
- Extensive financial services experience, preferably across multiple institutions.
- Expertise in control assurance, risk methodologies, and automation tools.
- Strong commercial or investment banking background, with an understanding of financial products and risk frameworks.
- Proven ability to establish governance structures that drive continuous improvement in risk assurance.
- Strong leadership and stakeholder management skills.
Preferred Backgrounds
- Head of Control Assurance
- Director of Risk & Control Testing
- Head of Risk Assurance & Frameworks
- Risk Methodology & Assurance Lead
- Control Office Director
Why Apply?
- Lead a critical transformation in control assurance for a major financial institution.
- Work on a high-profile initiative with exposure to senior leadership.
- Opportunity to transition into a permanent leadership role.
- Contribute to a forward-thinking, data-driven risk and control strategy.
This is a strategic leadership role suited for candidates with experience in high-level control assurance, risk governance, and automation within the financial sector.
Interested? Apply today to be part of this transformation.
Seniority level
- Director
Employment type
- Contract
Job function
- Quality Assurance, Analyst, and Strategy/Planning
- Industries: Banking and Investment Banking
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Director - Control Assurance employer: Empresaria Group plc
As a Commercial Manager with us, you'll thrive in a dynamic work environment that values innovation and collaboration. We offer competitive salaries, comprehensive benefits, and ample opportunities for professional development, all while being part of a supportive team that prioritises your growth and success. Join us in a location that fosters creativity and engagement, making every day at work both meaningful and rewarding.
StudySmarter Expert Advice🤫
We think this is how you could land Director - Control Assurance
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Empresaria Group plc looking for candidates who are engaged and informed.
We think you need these skills to ace Director - Control Assurance
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Empresaria Group plc. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Empresaria Group plc
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Empresaria Group plc’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
