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- Tasks: Lead the transition of control assurance to a structured BAU function.
- Company: Join a leading financial institution driving innovative risk management.
- Benefits: Potential for permanent role and exposure to senior leadership.
- Why this job: Be part of a critical transformation in a forward-thinking, data-driven environment.
- Qualifications: Extensive financial services experience and expertise in control assurance required.
- Other info: This is a strategic leadership role with opportunities for growth.
The predicted salary is between 72000 - 108000 £ per year.
Direct message the job poster from Empresaria Group plc
Account Manager @ LMA Recruitment | Freelance Recruiter, Interview Coach
Director – Control Assurance
- Location: London (City)
- Contract: 12-Month Fixed-Term Contract (FTC), with potential for permanency
About the Role
Our client, a leading financial institution, is transitioning its control assurance function from a project-based setup to a fully operational Business-as-Usual (BAU) model. They are seeking a Director – Control Assurance to lead this transition, ensuring the implementation of robust risk methodologies, control testing strategies, and automation processes.
This role offers the opportunity to establish a scalable assurance framework, align with global banking standards, and enhance non-financial risk management.
Key Responsibilities
- Lead the transition of control assurance to a structured BAU function.
- Define and implement risk methodologies, control testing strategies, and automation solutions.
- Collaborate with compliance, risk, and audit teams to strengthen assurance processes.
- Establish a sustainable governance framework aligned with industry best practices.
- Support the development of a high-performing first line of defence (1LoD) control office.
Challenges & Considerations
- Global Standards: Aligning the control assurance strategy with Tier 1 banking frameworks.
- Automation & Innovation: Implementing advanced testing and assurance automation.
- Talent Acquisition: Building a strong team, particularly in Dublin.
- Regulatory Complexity: Managing compliance across multiple EMEA jurisdictions.
Expected Outcomes
By the end of the contract, the successful candidate will have:
- Established a clear control assurance framework with defined methodologies.
- Implemented an automated testing strategy with proven effectiveness.
- Developed governance structures supporting sustainable BAU operations.
- Identified key skill sets and training needs for assurance teams.
- Integrated control validation and continuous monitoring into risk management.
Candidate Profile
To be successful in this role, candidates should have:
- Extensive financial services experience, preferably across multiple institutions.
- Expertise in control assurance, risk methodologies, and automation tools.
- Strong commercial or investment banking background, with an understanding of financial products and risk frameworks.
- Proven ability to establish governance structures that drive continuous improvement in risk assurance.
- Strong leadership and stakeholder management skills.
Preferred Backgrounds
- Head of Control Assurance
- Director of Risk & Control Testing
- Head of Risk Assurance & Frameworks
- Risk Methodology & Assurance Lead
- Control Office Director
Why Apply?
- Lead a critical transformation in control assurance for a major financial institution.
- Work on a high-profile initiative with exposure to senior leadership.
- Opportunity to transition into a permanent leadership role.
- Contribute to a forward-thinking, data-driven risk and control strategy.
This is a strategic leadership role suited for candidates with experience in high-level control assurance, risk governance, and automation within the financial sector.
Interested? Apply today to be part of this transformation.
Seniority level
- Director
Employment type
- Contract
Job function
- Quality Assurance, Analyst, and Strategy/Planning
- Industries: Banking and Investment Banking
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Director - Control Assurance employer: Empresaria Group plc
Contact Detail:
Empresaria Group plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director - Control Assurance
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience in control assurance and risk management. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in governance frameworks.
✨Tip Number 2
Familiarise yourself with the specific regulatory requirements and global banking standards relevant to the role. This knowledge will not only help you during interviews but also demonstrate your commitment to aligning with the institution's goals.
✨Tip Number 3
Prepare to discuss your previous experiences in leading teams through transitions, particularly in establishing BAU functions. Highlight any successful projects where you implemented risk methodologies or automation processes.
✨Tip Number 4
Showcase your leadership and stakeholder management skills by preparing examples of how you've effectively collaborated with compliance, risk, and audit teams in the past. This will illustrate your ability to drive continuous improvement in risk assurance.
We think you need these skills to ace Director - Control Assurance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive financial services experience and expertise in control assurance. Use specific examples that demonstrate your leadership skills and ability to implement risk methodologies.
Craft a Compelling Cover Letter: In your cover letter, address the key responsibilities outlined in the job description. Explain how your background aligns with the role, particularly your experience with automation tools and governance structures.
Highlight Relevant Achievements: When detailing your work history, focus on achievements that relate to the challenges mentioned, such as aligning strategies with global banking standards or building high-performing teams. Quantify your successes where possible.
Showcase Leadership Experience: Emphasise your leadership and stakeholder management skills throughout your application. Provide examples of how you've successfully led teams or projects, particularly in the context of risk assurance and compliance.
How to prepare for a job interview at Empresaria Group plc
✨Understand the Role Thoroughly
Before the interview, make sure you have a deep understanding of the Director - Control Assurance role. Familiarise yourself with the key responsibilities and expected outcomes outlined in the job description, especially around risk methodologies and automation processes.
✨Showcase Your Leadership Skills
As this is a strategic leadership position, be prepared to discuss your previous experiences in leading teams and managing stakeholders. Highlight specific examples where you've successfully implemented governance structures or driven continuous improvement in risk assurance.
✨Prepare for Technical Questions
Expect technical questions related to control assurance, risk frameworks, and automation tools. Brush up on your knowledge of global banking standards and be ready to discuss how you would align the control assurance strategy with these frameworks.
✨Demonstrate Your Problem-Solving Abilities
The role involves navigating regulatory complexities and implementing innovative solutions. Be prepared to share examples of challenges you've faced in similar roles and how you approached problem-solving, particularly in a financial services context.