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- Tasks: Join us as a Risk Analyst, balancing work from home and office tasks.
- Company: We're a leading compliance expert in the Motor Trade and Travel sectors.
- Benefits: Enjoy flexible working, continuous training, and career progression opportunities.
- Why this job: Be part of a diverse team that values inclusion and drives positive customer outcomes.
- Qualifications: 2 years in Risk or Compliance; strong analytical and communication skills required.
- Other info: We celebrate diversity and welcome applications from all backgrounds.
The predicted salary is between 28800 - 48000 £ per year.
This is a 50/50 split of work from home and in office. Our client based in Bristol at Emersons Green near the junction of the M4 and M32 (so commutable from Bristol, Bath, Chippenham) are experts in the compliance industry, focusing mainly on the Motor Trade and Travel. They have one of the UK's largest regulatory networks with many retail sites across the UK benefiting from a range of Finance and Insurance services. By providing Appointed Representative status, they shoulder the burden of compliance (of being Directly Authorised by the Financial Conduct Authority (FCA)) so their customers can concentrate on running their day-to-day businesses.
Critical Competencies:
- 2 years’ experience of working within a Risk or Compliance role.
- Adhere to the ethos of Treating Customers Fairly (TCF) in all work activity.
- Completion of the companies Compliance Training program.
- Good investigative and analytical skills including the ability to analyse processes and procedures against requirements and desired outcomes.
- Ability to critically review and make judgements on the compliance of written and oral communications against defined criteria.
- Good organisational skills and ability to proactively manage workload.
- Good written, oral communication and presentation skills.
Desirable Skills and Experience:
- Experience of a retail insurance environment.
- Experience of working with/for finance providers.
- Experience of working within a risk-related role.
- Understanding of the Motor and Travel industry sectors.
- Understanding of how to use the FCA Handbook, and knowledge of the FCA requirements DISP, PRIN, SYSC, ICOBS, SUP and CONC.
- Excellent computer skills.
- Being able to work as part of a team.
The company operates a three lines of defence model of risk management. The Risk function acts as the second line of defence, ensuring that the first line controls are effective. The Risk function is also responsible for completing 2nd line reviews on other business departments that focus on the risk of customer detriment, managing the incidents and breaches process, horizon scanning, controlling the network risk assessment, overseeing the network member onboarding process and handling regulated complaints.
Key Deliverables:
- Managerial Support
- Incidents
- Complaint Handling
- Second Line Reviews
- Onboarding of new Network Members
- Thematic Reviews
- Horizon Scanning
- Network Risk Assessment
- Standard Operating Procedures
- Control Environment
- Training and development
We pride ourselves on offering continuous training & development along with career progression opportunities for all employees. Appropriate training will be provided as the role demands ensuring the individual is set up for success.
A Truly Diverse Place to Work
The company celebrates the diversity of our people and we welcome applications from everyone. We believe that having a culture of inclusion is essential in delivering good results. Attracting, retaining, and developing a diverse workforce where employees feel valued, respected and empowered allows people to reach their full potential. As a business, this diversity helps us to better reflect and understand our customers’ needs to allow us to drive better outcomes. As an organisation, we respect and adhere to Equal Opportunities legislation and the Equality Act 2010.
Risk Analyst Financial employer: Emponics
Contact Detail:
Emponics Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Analyst Financial
✨Tip Number 1
Familiarise yourself with the FCA Handbook and its requirements, especially DISP, PRIN, SYSC, ICOBS, SUP, and CONC. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the regulatory environment.
✨Tip Number 2
Network with professionals in the risk and compliance sectors, particularly those with experience in the motor trade and travel industries. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've adhered to the ethos of Treating Customers Fairly (TCF) in your previous roles. Being able to articulate your experience in this area will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you've previously identified risks or compliance issues and the steps you took to address them. This will highlight your proactive approach and problem-solving abilities.
We think you need these skills to ace Risk Analyst Financial
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in risk or compliance roles. Emphasise your analytical skills and any specific knowledge of the FCA Handbook and its requirements.
Craft a Strong Cover Letter: In your cover letter, explain why you are interested in the Risk Analyst position and how your background aligns with the company's focus on compliance in the Motor Trade and Travel sectors.
Showcase Relevant Skills: Clearly demonstrate your investigative and organisational skills in your application. Provide examples of how you've managed workloads and handled compliance-related tasks in previous roles.
Highlight Continuous Learning: Mention any training or development you've undertaken related to risk management or compliance. This shows your commitment to professional growth and aligns with the company's emphasis on continuous training.
How to prepare for a job interview at Emponics
✨Understand the Compliance Landscape
Familiarise yourself with the key regulations and guidelines set by the FCA, especially those relevant to the Motor Trade and Travel sectors. Being able to discuss these during your interview will demonstrate your knowledge and commitment to compliance.
✨Showcase Your Analytical Skills
Prepare examples from your previous experience where you successfully analysed processes or identified compliance issues. Highlighting your investigative skills will be crucial, as this role requires a keen eye for detail.
✨Emphasise Teamwork and Communication
Since the role involves working closely with various departments, be ready to discuss how you've effectively collaborated in past roles. Good communication skills are essential, so share instances where your written or oral communication made a positive impact.
✨Demonstrate Your Organisational Skills
Be prepared to talk about how you manage your workload and prioritise tasks. The ability to handle multiple responsibilities is key in this role, so provide examples of how you've successfully juggled various projects or deadlines.
