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- Tasks: Join our Compliance team to manage Network Members and ensure regulatory standards are met.
- Company: We're a leading Financial Compliance firm specializing in the Motor Trade and Travel sectors.
- Benefits: Enjoy a flexible work schedule with a mix of remote and in-office work, plus a competitive salary.
- Why this job: This role offers hands-on experience in compliance while working with a supportive team in a growing company.
- Qualifications: Ideal candidates should have a keen interest in financial compliance and strong communication skills.
- Other info: This is a maternity cover position with potential for long-term employment as we expand.
The predicted salary is between 21600 - 36000 £ per year.
Compliance Officer ( Financial ) – maternity cover – This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK’s largest regulatory networks with many retail sites ( Network Members ) across the UK benefiting from a range of Finance and Insurance services. By providing Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA) ) so their customers can concentrate on running their day to day businesses . They are looking for somebody to come in from January 2nd initially for maternity cover for10 months though there could be a possibility of a long term permanent opportunity due to continued expansion Initially it will be a Fixed term agreement on a pro rata salary of £30,000 so like a permanent member of staff . Job Purpose The successful candidate will report into the Head of Compliance and will work within the Compliance Department in collaboration with the rest of the business. They will also manage a caseload of Network Members and/or work with management to develop and review, as appropriate, the necessary oversight of the companies Com…
Compliance Officer employer: Emponics
Contact Detail:
Emponics Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarize yourself with the Financial Conduct Authority (FCA) regulations, especially those relevant to the Motor Trade and Travel sectors. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the financial compliance industry, particularly those who have experience in the Motor Trade and Travel sectors. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss your previous experience managing compliance caseloads or working with regulatory frameworks. Be ready to share specific examples that highlight your problem-solving skills and attention to detail.
✨Tip Number 4
Since this role involves a mix of remote and in-office work, be prepared to discuss how you manage your time and productivity in both environments. Highlight any tools or strategies you use to stay organized and effective.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and required skills, especially those related to financial compliance in the Motor Trade and Travel sectors.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, particularly in financial services. Emphasize any previous roles that involved regulatory oversight or working with the Financial Conduct Authority (FCA).
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for this role. Mention your understanding of the compliance landscape and how your skills can benefit the company, especially in managing Network Members.
Highlight Remote Work Experience: Since the role involves a mix of remote and in-office work, be sure to mention any previous experience you have with remote work. Discuss how you effectively manage your time and maintain communication in a hybrid work environment.
How to prepare for a job interview at Emponics
✨Understand the Compliance Landscape
Make sure you have a solid grasp of the financial compliance landscape, especially as it relates to the Motor Trade and Travel sectors. Familiarize yourself with the Financial Conduct Authority (FCA) regulations and how they impact businesses.
✨Showcase Your Experience
Be prepared to discuss your previous experience in compliance roles. Highlight specific examples where you've successfully managed compliance issues or improved processes, particularly in a financial context.
✨Demonstrate Team Collaboration
Since the role involves working closely with the Head of Compliance and other departments, emphasize your ability to collaborate effectively. Share examples of how you've worked in teams to achieve compliance goals.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategies and challenges. This shows your genuine interest in the role and helps you understand how you can contribute to their success.
