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- Tasks: Ensure compliance with regulations and support business operations in a dynamic environment.
- Company: A growing Commercial Broking client focused on high standards and collaboration.
- Benefits: Flexible working options, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact by upholding compliance standards in a supportive team.
- Qualifications: Experience in Compliance roles and strong understanding of regulatory requirements.
- Other info: Join a proactive team with excellent career advancement opportunities.
Our growing Commercial Broking client is looking for a dedicated Senior Compliance Executive to support the day-to-day business operations. You'll play a crucial role in ensuring they meet all Regulatory requirements by undertaking Compliance monitoring and supporting a range of Compliance-related activities. If you're passionate about upholding high standards, contributing to a collaborative team, and making an impact in a growing environment, this is an ideal opportunity for you. Options for full and part time working are available.
Key Responsibilities of the Senior Compliance Executive include:
- Tracking of Compliance actions as part of the annual Compliance Plan and report on the progress throughout the year.
- Develop and maintain good working relationships with the business and promote a strong and positive Compliance culture and respond to general queries to support the business.
- Development and/or improvement of policies and procedures and processes to ensure they continue to support the business in complying with Regulatory requirements.
- Undertake Regulatory horizon scanning and impact assessments.
- Maintenance of the Compliance training system and monitoring of staff completion as well as further development of required courses.
- Communicate relevant Regulatory information to business areas in a clear and concise manner and provide oversight of any resulting actions.
- Tracking and monitoring of Compliance performance.
- Maintain an overview and knowledge of Regulation, expectation, good market practice and requirements and to report on material changes.
- Maintain Compliance with any applicable UK or International statutory or Regulatory obligation.
To be a successful Senior Compliance Executive you will demonstrate:
- Previous experience in a Compliance role for a Commercial Broker, Insurer or Managing Agent.
- Strong Regulatory and market awareness.
- Demonstrate an understanding of the FCA's Rules, as well as knowledge of complaint handling processes.
- Strong communication skills.
- Confidence in your knowledge and expertise.
- Strong numerical and analytical skills.
- Resourceful and able to apply own initiative in resolving issues.
- Strong planning and organisation skills with a keen attention to detail.
- Proactive and personable approach.
Senior Compliance Executive in Colchester employer: Employment Specialist
Contact Detail:
Employment Specialist Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Executive in Colchester
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and recent regulatory changes. Show that you’re not just a candidate, but a compliance guru ready to tackle any challenge thrown your way.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your enthusiasm for the role. It keeps you fresh in their minds!
✨Tip Number 4
Check out our website for the latest job openings. We’re always looking for passionate individuals like you to join our team. Apply directly through us for a smoother process and to show your interest!
We think you need these skills to ace Senior Compliance Executive in Colchester
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Executive role. Highlight your previous experience in compliance, especially within a Commercial Broker or similar environment. We want to see how your skills align with the job description!
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past roles that showcase your strong regulatory awareness and communication skills. We love seeing how you’ve made an impact in previous positions.
Be Clear and Concise: When writing your cover letter, keep it clear and concise. We appreciate straightforward communication, so get to the point while still showing your passion for compliance and the role. Make every word count!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and we’ll be able to track your application better. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at Employment Specialist
✨Know Your Regulations
Make sure you brush up on the FCA's Rules and any relevant regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but also passionate about it.
✨Showcase Your Experience
Prepare specific examples from your previous roles in compliance, especially within a Commercial Broker or similar environment. Highlight how you tracked compliance actions or improved policies, as this will demonstrate your hands-on experience.
✨Communicate Clearly
Since strong communication skills are key for this role, practice explaining complex regulatory concepts in simple terms. This will help you convey your understanding effectively during the interview.
✨Be Proactive and Personable
Exude confidence and approachability in your responses. Share instances where you took the initiative to resolve compliance issues or fostered a positive compliance culture, as this aligns perfectly with what they’re looking for.
