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For Companies At a Glance
- Tasks: Lead independent audits, assess risks, and communicate findings effectively.
- Company: Join a dynamic bank focused on growth and product diversity.
- Benefits: Enjoy a career-advancing opportunity with significant impact in a small team.
- Why this job: Make a real difference in governance and risk management while developing your skills.
- Qualifications: Professional certifications like CIA or ACCA and audit experience in financial services required.
- Other info: Ideal for proactive individuals ready to influence senior executives.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Growth and product diversity are the key goals of this bank. This role should be seen as a career advancing opportunity for someone who is ready to step-up to support a Head of Internal Audit who needs a senior internal auditor with the ability to operate autonomously and independently at time.
Role Description
The Senior Audit Manager will play a critical role in delivering professional, independent, risk-based audits throughout the Bank. This individual will be expected to lead audits end-to-end with minimal oversight, providing assurance on the adequacy of control environment and processes across key areas. The role requires a proactive approach in understanding and evaluating the risk profile of auditable entities, identifying control deficiencies, communicating findings effectively, and ensuring timely resolution in collaboration with management and the Audit Committee. This role offers the opportunity to contribute to a dynamic, small banking environment, delivering significant impact on the governance, risk, and control framework.
Role Requirements
- Professional certifications such as CIA, ACA, ACCA, or CISA required.
- Demonstrable audit experience within the financial services industry, with a strong understanding of UK regulatory expectations (PRA/FCA).
- In-depth knowledge and understanding of credit and treasury management, and regulatory requirements, including ILAAP and ICAAP.
- Understanding and experience of technology audits is advantageous.
- Strong communication and stakeholder management skills, with the ability to influence and challenge senior executives.
- Demonstrated experience in leading audits independently, producing high-quality reports, and resolving complex issues.
- Proactive, detail-oriented, and capable of managing competing priorities.
Senior Manager, Banking Treasury and Prudential Internal Audit - Empirical Search employer: Empirical Search
Contact Detail:
Empirical Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Manager, Banking Treasury and Prudential Internal Audit - Empirical Search
✨Tip Number 1
Network with professionals in the banking and audit sectors. Attend industry events or webinars where you can meet people who work in similar roles. This can help you gain insights into the company culture and expectations, which can be invaluable during interviews.
✨Tip Number 2
Familiarise yourself with the latest UK regulatory requirements, especially those related to PRA and FCA. Being well-versed in these regulations will not only boost your confidence but also demonstrate your commitment to staying updated in the field.
✨Tip Number 3
Prepare to discuss specific examples from your past audit experiences that showcase your ability to lead audits independently. Highlight situations where you identified control deficiencies and how you effectively communicated findings to senior management.
✨Tip Number 4
Brush up on your stakeholder management skills. Be ready to explain how you've influenced and challenged senior executives in previous roles. This will show that you have the necessary communication skills to thrive in a senior position.
We think you need these skills to ace Senior Manager, Banking Treasury and Prudential Internal Audit - Empirical Search
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in internal auditing, particularly within the financial services sector. Emphasise your professional certifications like CIA, ACA, ACCA, or CISA, and showcase your understanding of UK regulatory expectations.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this role. Discuss your experience in leading audits independently and how you can contribute to the governance, risk, and control framework of the bank.
Highlight Key Skills: In your application, focus on your strong communication and stakeholder management skills. Provide examples of how you've influenced senior executives and resolved complex issues in previous roles.
Showcase Proactivity: Demonstrate your proactive approach by discussing specific instances where you've identified control deficiencies and worked collaboratively with management to ensure timely resolutions. This will show your ability to operate autonomously and independently.
How to prepare for a job interview at Empirical Search
✨Showcase Your Audit Experience
Be prepared to discuss your previous audit experiences in detail. Highlight specific projects where you led audits independently, focusing on the outcomes and how you addressed any challenges that arose.
✨Understand Regulatory Frameworks
Familiarise yourself with UK regulatory expectations, particularly those set by the PRA and FCA. Be ready to discuss how these regulations impact the auditing process and how you've navigated them in past roles.
✨Demonstrate Stakeholder Management Skills
Prepare examples of how you've effectively communicated findings to senior executives and influenced decision-making. This role requires strong interpersonal skills, so showcasing your ability to manage relationships will be crucial.
✨Emphasise Proactivity and Detail Orientation
Illustrate your proactive approach to identifying control deficiencies and resolving issues. Provide examples of how your attention to detail has led to successful audit outcomes and improved processes in your previous roles.
