Senior Compliance Analyst (12-month FTC) – 28809
Senior Compliance Analyst (12-month FTC) – 28809

Senior Compliance Analyst (12-month FTC) – 28809

London Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Manage compliance queries and guide the business on regulatory matters.
  • Company: Join Emerald Group Ltd, a leading player in the insurance market.
  • Benefits: Enjoy a 12-month fixed-term contract with potential for growth.
  • Why this job: Be part of a dynamic team shaping compliance in a fast-paced environment.
  • Qualifications: Deep understanding of the insurance market and FCA regulations required.
  • Other info: This role is based in London and requires an EU work permit.

The predicted salary is between 48000 - 72000 £ per year.

Overview

General Duties and Responsibilities

  • Be a first contact for general compliance queries, to resolve quickly and efficiently
  • Guide and assist the business in delivering the correct outcomes for their clients and important partners whilst ensuring the appropriate balance is struck between the commercial interests of MRS-NA BA; the goals of the FCA and the interests of their clients
  • Conduct horizon scanning, notably UK and US regulation, to identify any regulatory change
  • Work with the Head of Risk & Compliance and the business to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to collaborate with the Group businesses and use existing skills and processes wherever possible
  • Be the subject matter expert and lead the project to implement additional regulatory requirements under the Senior Managers & Certification Regime for Enhanced Scope firms within the transitional period
  • Qualifications required:

  • In-depth understanding of the insurance market and placing process is necessary
  • In-depth understanding of the FCA handbook as it relates to solo-regulated insurance intermediaries is essential, in particular PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS and SUP
  • Experience required:

  • Experience working in a regulated environment is essential, preferably within an insurance intermediary or insurance company
  • Experience with US surplus lines business is preferred but not essential
  • Knowledge of Microsoft products
  • Senior Compliance Analyst (12-month FTC) – 28809 employer: Emerald Group Ltd

    Emerald Group Ltd is an exceptional employer, offering a dynamic work environment in the heart of London where compliance professionals can thrive. With a strong focus on employee development and a culture that values collaboration and innovation, we provide our team with opportunities to grow their expertise in regulatory matters while contributing to meaningful projects. Our commitment to supporting work-life balance and fostering a diverse workplace makes us an attractive choice for those seeking a rewarding career in compliance.
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    Contact Detail:

    Emerald Group Ltd Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Senior Compliance Analyst (12-month FTC) – 28809

    Tip Number 1

    Familiarise yourself with the FCA handbook and the specific regulations that apply to solo-regulated insurance intermediaries. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.

    Tip Number 2

    Network with professionals in the compliance field, especially those who have experience in the insurance market. Attend industry events or join relevant online forums to gain insights and potentially get referrals for the role.

    Tip Number 3

    Stay updated on recent regulatory changes in both the UK and US markets. Being able to discuss current events and their implications during your interview can set you apart from other candidates.

    Tip Number 4

    Prepare to discuss specific projects you've led or contributed to that relate to regulatory requirements. Highlighting your hands-on experience will show that you can effectively manage compliance queries and lead initiatives in this role.

    We think you need these skills to ace Senior Compliance Analyst (12-month FTC) – 28809

    Regulatory Knowledge
    Compliance Management
    FCA Handbook Familiarity
    Insurance Market Understanding
    Project Management
    Horizon Scanning
    Risk Assessment
    Communication Skills
    Problem-Solving Skills
    Attention to Detail
    Stakeholder Engagement
    Analytical Skills
    Adaptability
    Legal Research

    Some tips for your application 🫡

    Understand the Role: Before applying, make sure to thoroughly read the job description for the Senior Compliance Analyst position. Understand the key responsibilities and qualifications required, especially the knowledge of FCA regulations and the insurance market.

    Tailor Your CV: Customise your CV to highlight relevant experience in compliance and regulatory matters. Emphasise any previous roles in regulated environments, particularly within insurance intermediaries, and showcase your understanding of the FCA handbook.

    Craft a Strong Cover Letter: Write a compelling cover letter that addresses why you are a good fit for the role. Mention specific experiences that align with the job requirements, such as managing compliance queries or leading projects on regulatory requirements.

    Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail, which is crucial in compliance roles.

    How to prepare for a job interview at Emerald Group Ltd

    Know Your Regulations

    Make sure you have a solid understanding of the FCA handbook and relevant regulations. Brush up on key areas like PRIN, SYSC, and ICOBS, as these will likely come up during your interview.

    Showcase Your Experience

    Be prepared to discuss your previous experience in a regulated environment, especially within insurance intermediaries. Highlight specific projects or challenges you've faced and how you navigated them.

    Demonstrate Problem-Solving Skills

    As a Senior Compliance Analyst, you'll need to resolve compliance queries efficiently. Prepare examples of how you've tackled complex compliance issues in the past and the outcomes of your actions.

    Stay Updated on Regulatory Changes

    Familiarise yourself with recent changes in UK and US regulations. Being able to discuss current trends and their implications for the business will show that you're proactive and knowledgeable.

    Senior Compliance Analyst (12-month FTC) – 28809
    Emerald Group Ltd
    Location: London
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    • Senior Compliance Analyst (12-month FTC) – 28809

      London
      Full-Time
      48000 - 72000 £ / year (est.)
    • E

      Emerald Group Ltd

      50-100
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