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For Companies At a Glance
- Tasks: Lead the development of FCA Conduct Regulation strategy and ensure compliance across operations.
- Company: Join a leading financial services firm committed to regulatory excellence and innovation.
- Benefits: Enjoy competitive salary, flexible working options, and professional development opportunities.
- Why this job: Make a real impact in shaping compliance strategies while working with industry experts.
- Qualifications: Professional qualification in relevant discipline and significant senior management experience required.
- Other info: Ideal for those passionate about regulatory compliance and financial crime prevention.
The predicted salary is between 72000 - 108000 £ per year.
Overview
Key Duties (Including but not limited to):
- Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director.
- Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices.
- Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes.
- Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making.
Qualifications required:
- Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
Experience required:
- Significant Senior Management experience in a regulatory or compliance role within financial services/insurance.
- Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
- Experience in financial crime prevention and risk management within insurance or financial services.
- Ability to interpret and apply FCA Handbook requirements to business operations.
Head of Conduct Regulation (Operations) – 28652 employer: Emerald Group Ltd
Contact Detail:
Emerald Group Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Conduct Regulation (Operations) – 28652
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance best practices. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.
✨Tip Number 2
Network with professionals in the financial services and insurance sectors. Attend industry events or webinars where you can meet potential colleagues and learn more about the current challenges and trends in conduct regulation.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed stakeholder relationships, particularly with regulatory bodies like the FCA. Highlighting your experience in this area can set you apart from other candidates.
✨Tip Number 4
Showcase your leadership skills by discussing your experience in leading teams through compliance challenges. Be ready to explain how you’ve shaped regulatory strategies and ensured adherence to compliance standards in previous roles.
We think you need these skills to ace Head of Conduct Regulation (Operations) – 28652
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in regulatory and compliance roles, particularly within financial services or insurance. Emphasise your senior management experience and any specific qualifications like ACII or Financial Crime Diploma.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of FCA Conduct Regulation and how your expertise aligns with the company's needs. Mention specific examples of how you've shaped regulatory strategies or managed stakeholder relationships in the past.
Showcase Your Knowledge: Demonstrate your extensive knowledge of FCA regulations and compliance best practices in your application. Use industry-specific terminology and reference any relevant projects or initiatives you have led that relate to financial crime prevention.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents for any spelling or grammatical errors. Ensure that your writing is clear and professional, as this reflects your attention to detail and communication skills.
How to prepare for a job interview at Emerald Group Ltd
✨Understand FCA Regulations
Make sure you have a solid grasp of the FCA Conduct Regulation and Financial Crime strategies. Be prepared to discuss how these regulations impact business operations and share examples of how you've ensured compliance in previous roles.
✨Showcase Stakeholder Management Skills
Highlight your experience in managing relationships with regulatory bodies, particularly the FCA. Prepare to discuss specific instances where you've successfully navigated regulatory interactions and achieved positive outcomes.
✨Demonstrate Leadership Experience
As this role requires significant senior management experience, be ready to talk about your leadership style and how you've led teams in compliance or regulatory roles. Share examples of how you've influenced decision-making and risk management within your organisation.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to interpret and apply FCA Handbook requirements. Think of scenarios where you've had to make tough decisions regarding compliance and be ready to explain your thought process and the outcomes.
