Compliance Analyst – 28928

Compliance Analyst – 28928

Basingstoke Full-Time 30000 - 42000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance efforts by analysing regulations and implementing changes across the business.
  • Company: Join a leading social network focused on innovation and user engagement.
  • Benefits: Enjoy flexible working options and a vibrant company culture with great perks.
  • Why this job: Make a real impact in compliance while growing your skills in a dynamic environment.
  • Qualifications: Pursuing or holding a compliance qualification; basic regulatory knowledge preferred.
  • Other info: Ideal for those passionate about compliance in the insurance or financial services sector.

The predicted salary is between 30000 - 42000 £ per year.

Overview

Key Duties (Including but not limited to):

  • Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation.
  • To support the Head of Compliance with the recording and analysis of management information to identify areas of potential regulatory concern
  • Maintain a regulatory change log and assist with gap analyses for business change such as product developments and new products
  • Conduct monitoring reviews in line with the Compliance Monitoring Plan, including control testing
  • Qualifications required:

  • Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI
  • Experience required:

  • Basic knowledge of the regulatory obligations of a dual-regulated insurer, preferably within insurance or financial services.
  • Ability to interpret legal or regulatory requirements and embed them into business processes.
  • Compliance Analyst – 28928 employer: Emerald Group Ltd.

    As a Compliance Analyst at our dynamic organisation, you will thrive in a supportive work culture that prioritises professional development and employee well-being. We offer comprehensive training programmes and opportunities for career advancement, all while being part of a collaborative team dedicated to navigating the complexities of regulatory compliance in the financial services sector. Located in a vibrant area, our company also provides unique benefits such as flexible working arrangements and a strong commitment to work-life balance.
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    Contact Detail:

    Emerald Group Ltd. Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Compliance Analyst – 28928

    Tip Number 1

    Familiarise yourself with the latest regulatory changes in the insurance and financial services sectors. This will not only help you understand the compliance landscape but also demonstrate your proactive approach during interviews.

    Tip Number 2

    Network with professionals in the compliance field, especially those who work in dual-regulated environments. Attend industry events or join relevant online forums to gain insights and make connections that could lead to job opportunities.

    Tip Number 3

    Consider obtaining a compliance-related qualification if you haven't already. This shows your commitment to the field and can set you apart from other candidates who may not have formal qualifications.

    Tip Number 4

    Prepare for the interview by practising how to articulate your understanding of regulatory obligations and how you've applied this knowledge in past roles. Use specific examples to illustrate your ability to embed compliance into business processes.

    We think you need these skills to ace Compliance Analyst – 28928

    Regulatory Knowledge
    Compliance Monitoring
    Analytical Skills
    Attention to Detail
    Risk Assessment
    Communication Skills
    Legal Interpretation
    Project Management
    Data Analysis
    Problem-Solving Skills
    Stakeholder Engagement
    Report Writing
    Adaptability
    Knowledge of Financial Services Regulations

    Some tips for your application 🫡

    Understand the Role: Take time to thoroughly read the job description for the Compliance Analyst position. Understand the key duties and qualifications required, as this will help you tailor your application to highlight relevant experiences.

    Highlight Relevant Experience: In your CV and cover letter, emphasise any experience you have in compliance, particularly within insurance or financial services. Mention specific examples where you've interpreted legal or regulatory requirements and how you've implemented them in business processes.

    Showcase Qualifications: If you have achieved or are working towards a compliance-related qualification, make sure to mention this prominently in your application. This demonstrates your commitment to the field and aligns with the qualifications they are looking for.

    Tailor Your Cover Letter: Craft a personalised cover letter that addresses the specific responsibilities of the Compliance Analyst role. Discuss how your skills and experiences align with their needs, particularly in areas like regulatory change management and monitoring reviews.

    How to prepare for a job interview at Emerald Group Ltd.

    Understand Regulatory Frameworks

    Make sure you have a solid grasp of the regulatory obligations relevant to dual-regulated insurers. Brush up on key legislation and how it impacts business processes, as this will likely come up during your interview.

    Showcase Analytical Skills

    Be prepared to discuss your experience with data analysis and how you've used management information to identify regulatory concerns in the past. Highlight any specific examples where your analysis led to positive changes.

    Demonstrate Collaboration

    Since the role involves working closely with the Head of Compliance and various business areas, be ready to share examples of how you've successfully collaborated with different teams to implement compliance measures or address regulatory changes.

    Prepare for Scenario Questions

    Expect scenario-based questions that assess your ability to interpret legal or regulatory requirements. Think about how you would approach embedding these into business processes and be ready to articulate your thought process clearly.

    Compliance Analyst – 28928
    Emerald Group Ltd.
    Location: Basingstoke
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