Front Office Regulatory & Controls Business Analyst (h/f) in London

Front Office Regulatory & Controls Business Analyst (h/f) in London

London Full-Time 60000 - 80000 £ / year (est.) Home office (partial)
Emagine Consulting

At a Glance

  • Tasks: Support Front Office regulatory controls and resolve key issues in a fast-paced environment.
  • Company: Leading Capital Markets business with a focus on innovation and autonomy.
  • Benefits: Competitive salary, dynamic work culture, and opportunities for professional growth.
  • Other info: Join a lean team where your contributions are valued and career growth is encouraged.
  • Why this job: Make a real impact by working closely with senior stakeholders and driving solutions.
  • Qualifications: Experience as a Business Analyst in a sales & trading environment is essential.

The predicted salary is between 60000 - 80000 £ per year.

A leading Capital Markets business is seeking a hands-on Business Analyst to support its Front Office regulatory controls function. This is a high-visibility, fast-paced role working directly with a senior stakeholder. The team is intentionally lean, so you will be expected to operate with a high degree of autonomy, prioritise effectively under pressure, and deliver with minimal oversight.

Responsibilities

  • Partner closely with Front Office, COO, Risk, Compliance, and Technology teams
  • Analyse and support the resolution of Front Office issues, including control breaches, trader incidents, electronic trading queries, and limit management
  • Conduct process reviews and gap analyses to identify opportunities for control improvements
  • Work directly with a senior subject matter expert to define problems and propose solutions, taking ownership of delivery
  • Produce clear, structured analysis, documentation, and reporting to drive issues through to resolution
  • Drive, enable and support the business by partnering with leaders, clients, and consultants across practices to identify opportunities, qualify solutions, and present them to senior stakeholders

Qualifications

  • Proven Business Analyst experience within a Front Office (sales & trading) environment
  • Direct exposure to regulatory or control-related issues such as control breaches, trader incidents, electronic trading, and/or limits management
  • Comfortable operating as the sole BA aligned to a desk, without a wider team for support
  • Strong self-management and prioritisation skills
  • Ability to quickly grasp complex regulatory topics
  • Excellent written and verbal communication skills, with confidence engaging senior stakeholders
  • Experience within a Tier 1 or Tier 2 investment bank
  • Familiarity with capital markets regulatory frameworks (e.g., MiFID II, electronic trading controls, market risk limits)

Front Office Regulatory & Controls Business Analyst (h/f) in London employer: Emagine Consulting

Join a leading Capital Markets business that values autonomy and initiative, offering a dynamic work environment where you can make a significant impact. With a focus on professional growth, you'll have the opportunity to collaborate with senior stakeholders and enhance your expertise in regulatory controls while enjoying a culture that promotes innovation and teamwork. Located in a vibrant financial hub, this role provides unique exposure to high-stakes projects and the chance to develop your career in a fast-paced industry.

Emagine Consulting

Contact Details:

Emagine Consulting Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Front Office Regulatory & Controls Business Analyst (h/f) in London

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.

Connect on Professional Platforms

Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Emagine Consulting. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace Front Office Regulatory & Controls Business Analyst (h/f) in London

Business Analysis
Regulatory Knowledge
Control Breach Resolution
Trader Incident Management
Electronic Trading Queries
Limit Management
Process Review

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Emagine Consulting.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Emagine Consulting's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Emagine Consulting

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Emagine Consulting.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Emagine Consulting will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Emagine Consulting employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.