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- Tasks: Support compliance with FCA regulations and manage risk areas in a dynamic environment.
- Company: Join a global SaaS leader based in central London, driving innovation in fintech.
- Benefits: Enjoy a long contract, hybrid work, and free breakfast every day!
- Why this job: Be part of a crucial compliance team, shaping the future of financial services.
- Qualifications: 5+ years in compliance, strong knowledge of UK financial regulations, and relevant degree required.
- Other info: This role offers a unique opportunity to impact compliance in a fast-paced industry.
The predicted salary is between 48000 - 72000 £ per year.
Our client is an exciting Global SaaS organisation with their UK headquarters located in central London. They are now seeking an experienced Compliance Specialist with a strong understanding of compliance and payment systems for a 12 month contract. This is a hybrid role.
Duties
- Support the overall compliance program with specific focus on requirements under FCA and Payment Services Regulations (PSR).
- Proactively work with the Legal, Security & Technology and business teams to understand the key compliance & identify any new or emerging risk areas.
- Manage compliance aspects relevant to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
- Investigate EU initiatives which could impact the business such as PSD2, RTS, GDPR, EMD, SEPA & cross-border payments.
Skills
- 5+ years experience in compliance, regulatory affairs or legal roles within fintech, payments or banking.
- In-depth knowledge of UK financial regulations including FCA Handbook and PSD2.
- Experience in Compliance Management Programmes including monitoring and assurance, particularly in financial services.
- Proficiency in risk management and development of compliance frameworks.
- Business/Law degree or an equivalent professional qualification. Certified compliance professional (e.g. ICA, CAMS, CRCM) is a plus.
Benefits
- Long contract
- Hybrid
- Global company
- Free breakfast
Compliance Specialist- FCA Regulations employer: EF Recruitment
Contact Detail:
EF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist- FCA Regulations
✨Tip Number 1
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they might provide insights or even referrals for the Compliance Specialist position.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Follow relevant blogs, podcasts, or news outlets to ensure you can discuss current issues and demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to showcase your experience with compliance management programmes. Be ready to discuss specific examples of how you've managed compliance aspects in previous roles, particularly in relation to FCA and payment services.
✨Tip Number 4
Familiarise yourself with the company's values and culture. Research their approach to compliance and risk management, so you can align your answers during interviews with what they prioritise in their operations.
We think you need these skills to ace Compliance Specialist- FCA Regulations
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within fintech or banking. Emphasise your knowledge of FCA regulations and any relevant certifications you hold.
Craft a Strong Cover Letter: In your cover letter, explain why you're passionate about compliance and how your background aligns with the role. Mention specific experiences that demonstrate your understanding of FCA and Payment Services Regulations.
Showcase Relevant Skills: When detailing your skills, focus on your proficiency in risk management and compliance frameworks. Provide examples of how you've successfully managed compliance programmes in previous roles.
Highlight Continuous Learning: Mention any ongoing education or training related to compliance, such as workshops or courses on UK financial regulations. This shows your commitment to staying updated in the field.
How to prepare for a job interview at EF Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and Payment Services Regulations. Brush up on key regulations like PSD2 and GDPR, as these will likely come up during your interview.
✨Showcase Your Experience
Prepare to discuss your previous roles in compliance, particularly within fintech or banking. Highlight specific examples where you've managed compliance programmes or navigated regulatory challenges.
✨Demonstrate Risk Management Skills
Be ready to talk about your experience with risk management and developing compliance frameworks. Think of scenarios where you've identified risks and how you addressed them effectively.
✨Engage with the Team
Since this role involves working closely with various teams, be prepared to discuss how you collaborate with legal, security, and technology departments. Show that you can communicate complex compliance issues clearly and work well in a team.
