At a Glance
- Tasks: Ensure compliance with financial services regulations and monitor regulatory changes.
- Company: Rapidly growing insurtech group with a focus on innovation.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Join a dynamic team with excellent career advancement opportunities.
- Why this job: Play a vital role in shaping compliance culture and making a real impact.
- Qualifications: Experience in compliance within financial services and knowledge of FCA regulations.
The predicted salary is between 55000 - 65000 £ per year.
Compliance Manager (AR’s/ Regulatory Advisory) opportunity working with a rapidly growing insurtech group. You will play a key role in ensuring the Group complies with financial services regulations, particularly across its insurance and appointed representative networks. The role involves maintaining the compliance framework, monitoring regulatory changes, and promoting a strong culture of compliance, requiring practical experience with FCA regulations, insurance products, and the appointed representative model.
Key Responsibilities:
- Support the implementation of the Group's compliance strategy for insurance distribution.
- Monitor regulatory developments, assess compliance risks, and provide horizon scanning.
- Assist with FCA regulatory reporting and support compliance with SM&CR requirements.
- Develop and maintain compliance policies, procedures, and risk management processes.
- Conduct oversight and quality assurance across the appointed representative network.
- Perform compliance risk assessments for new and existing business activities.
- Prepare management reports on regulatory developments and compliance effectiveness.
Key Skills and Experience:
- Proven compliance experience within a directly authorised FSMA firm.
- Strong experience with insurance products and the appointed representative model.
- Good knowledge of FCA regulations, including SYSC, COBS, ICOBS, and CASS 5.
Compliance Manager (AR's / Regulatory Advisory) in London employer: Edenbrook
Join a dynamic insurtech group that prioritises compliance and fosters a culture of integrity and innovation. As a Compliance Manager, you will benefit from a supportive work environment that encourages professional growth and offers opportunities to engage with cutting-edge regulatory practices. Located in a vibrant area, the company provides a unique chance to be part of a rapidly evolving industry while ensuring adherence to financial services regulations.
