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For Companies At a Glance
- Tasks: Ensure regulatory compliance for Appointed Representatives in a dynamic insurance environment.
- Company: Top-performing specialty insurer in the Lloyd’s market.
- Benefits: Competitive salary, full-time role, and opportunities for professional growth.
- Why this job: Join a leading firm and make a real impact on compliance and governance.
- Qualifications: Extensive compliance experience in insurance and strong knowledge of FCA rules.
- Other info: Collaborative culture with opportunities to work with key industry stakeholders.
The predicted salary is between 48000 - 72000 £ per year.
Opportunity working with a top performing specialty insurer operating within the Lloyd’s market. You will support on the transition, management, and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance.
Key Responsibilities
- Manage applications and authorisation processes for ARs, including onboarding and transition.
- Oversee AR networks, conduct due diligence, and ensure ongoing FCA compliance.
- Support compliance integration for acquired businesses and assist with daily operations.
- Review financial promotions and customer journeys for ICOBS compliance.
- Collaborate with internal and external stakeholders (FCA, BIBA, MGAA, etc.).
- Prepare regulatory reports and updates for senior management and the AR Committee.
- Maintain policies, procedures, and controls in line with regulatory requirements.
- Conduct risk assessments and implement mitigation measures.
Skills, Knowledge & Expertise
- Extensive compliance experience within insurance, including Lloyd’s and London markets.
- Strong knowledge of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR frameworks.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Legal, Finance, and Other
Industries: Insurance
Location: London, England, United Kingdom
Compliance Officer employer: Edenbrook
Contact Detail:
Edenbrook Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to industry professionals on LinkedIn or attend local insurance events. Building connections can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance frameworks. We recommend practising common interview questions related to compliance and having examples ready that showcase your experience in the insurance sector.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. Use our website to find roles that match your skills, especially in the Lloyd’s market, where your knowledge will shine.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds as they make decisions.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in insurance compliance, especially within the Lloyd’s market, and showcase your knowledge of FCA rules. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a perfect fit for our team. Don’t forget to mention any relevant experience with Appointed Representatives and regulatory compliance.
Showcase Your Stakeholder Management Skills: In this role, collaboration is key. Make sure to highlight any experience you've had working with internal and external stakeholders, like the FCA or BIBA. We want to know how you’ve successfully navigated these relationships in the past!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Edenbrook
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of FCA rules and the AR frameworks. Being able to discuss specific regulations like PRIN, ICOBS, and SYSC will show that you're not just familiar with compliance but that you live and breathe it.
✨Showcase Your Experience
Prepare examples from your past roles where you've successfully managed compliance processes or conducted due diligence. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Engage with Stakeholders
Since collaboration is key in this role, think of ways you've worked with internal and external stakeholders before. Be ready to share how you’ve navigated complex relationships and ensured compliance across different teams.
✨Ask Smart Questions
At the end of the interview, don’t forget to ask insightful questions about the company’s compliance culture or their approach to regulatory changes. This shows your genuine interest in the role and helps you gauge if it’s the right fit for you.
