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- Tasks: Join the Compliance team to ensure regulatory adherence and promote a compliance culture.
- Company: Eden Scott's client is a dynamic financial services company based in Edinburgh.
- Benefits: Enjoy professional growth, collaborative environment, and opportunities for in-depth learning.
- Why this job: Be part of a vital team that shapes compliance and impacts the financial industry positively.
- Qualifications: 2-3 years in compliance, strong understanding of FCA regulations, analytical skills required.
- Other info: Eden Scott values diversity and encourages applications from all qualified individuals.
The predicted salary is between 28800 - 43200 £ per year.
Eden Scott\’s client is seeking a highly motivated and detail-oriented Investment Compliance Analyst to join a financial services company based in Edinburgh. As a key member of the Compliance team, you will work closely with the Compliance Manager to ensure adherence to regulatory requirements and promote a culture of compliance across the organisation. This role offers the opportunity for in-depth learning and professional growth within a dynamic and collaborative environment.
Key Responsibilities:
- Assist in fostering an effective risk and compliance-aware culture throughout the company.
- Scope and deliver the Compliance Monitoring Plan, including the production of accurate monitoring reports and maintaining appropriate records of all monitoring activity.
- Maintain the Compliance Manual and Framework.
- Assist in regulatory scanning, impact assessment, interpretation, and implementation of financial services legislation and regulation.
- Draft and update policies, reports, and similar documents.
- Design, deliver, and monitor regulatory training and compliance attestations.
- Prepare periodic FCA regulatory reporting.
- Provide regulatory advice to the business and handle ad-hoc regulatory queries.
- Perform and review due diligence on suppliers, clients, and customers.
- Ensure prompt escalation of significant compliance issues.
- Assist with complaints handling.
- Prepare documents for Governance Committees, Audit & Risk Committee, and Board.
Person Specification
- Minimum of 2 – 3 years of experience in compliance, preferably within the financial services industry.
- Strong understanding of financial services legislation and regulation, particularly FCA regulations.
- Excellent analytical and problem-solving skills.
- Ability to work effectively both independently and as part of a team.
To Apply
If you have not been in touch with us before, please call on 0131 550 1100 or drop off a CV to and we will make sure that the most relevant Consultant gets back to you as soon as possible. Please note that we never send CVs anywhere without your prior consent.
Eden Scott is an equal opportunity employer and welcomes applications from all qualified individuals.
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Investment Compliance Analyst employer: Eden Scott
Contact Detail:
Eden Scott Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the financial services industry, especially those working in compliance roles. Attend relevant events or join online forums to gain insights and potentially get referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've contributed to compliance initiatives in your previous roles. Highlighting your analytical skills and problem-solving abilities will set you apart from other candidates.
✨Tip Number 4
Research the company culture at Eden Scott and be ready to articulate how your values align with theirs. Showing that you understand their mission and are eager to contribute can make a strong impression.
We think you need these skills to ace Investment Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of an Investment Compliance Analyst. Familiarise yourself with compliance regulations and the specific requirements mentioned in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance, particularly within the financial services sector. Emphasise your analytical skills and any previous roles that involved regulatory reporting or policy drafting.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your motivation for the role and your understanding of compliance issues. Mention specific experiences that demonstrate your ability to contribute to a compliance-aware culture.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects attention to detail, which is crucial for a role in compliance.
How to prepare for a job interview at Eden Scott
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the FCA regulations and other relevant financial services legislation. Being able to discuss these in detail will show your expertise and commitment to compliance.
✨Demonstrate Analytical Skills
Prepare examples from your past experience where you've successfully analysed compliance issues or developed monitoring reports. This will highlight your problem-solving abilities and attention to detail.
✨Show Team Collaboration
Emphasise your ability to work both independently and as part of a team. Share instances where you've collaborated with others to foster a compliance-aware culture, as this is crucial for the role.
✨Prepare for Scenario Questions
Anticipate questions that may involve real-life compliance scenarios. Think about how you would handle regulatory queries or significant compliance issues, as this will demonstrate your practical knowledge and readiness for the role.
