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- Tasks: Support compliance processes and contribute to regulatory initiatives in a dynamic wealth management firm.
- Company: A growing national wealth management firm with a focus on high-quality financial advice.
- Benefits: Flexible part-time hours, exposure to senior management, and opportunities for professional growth.
- Why this job: Join a forward-looking team and make a real impact in the financial services sector.
- Qualifications: Strong knowledge of FCA regulations and experience in financial services compliance.
- Other info: Ideal for proactive individuals seeking to enhance their career in finance.
The predicted salary is between 36000 - 60000 £ per year.
A growing national wealth management firm is looking for an experienced Senior Compliance Associate to join their expanding team. This is a fantastic opportunity to gain exposure to senior management, regulatory initiatives, and contribute to a forward-looking organisation shaping high-quality financial advice.
What you'll do:
- Manage FCA Connect and RegData submissions
- Support compliance registers, MI, and risk oversight
- Assist with complaints, root-cause analysis, and mitigation
- Provide day‐to‐day compliance guidance and monitor regulatory developments
- Take part in compliance projects and training initiatives
Who we're looking for:
- Strong knowledge of FCA regulations and expectations
- Experience in wealth management or financial services compliance
- Excellent organisational, analytical, and communication skills
- Professional, reliable, and proactive
Details:
- Part‐time: 20–25 hours per week
- Seniority level: Mid‐Senior level
- Employment type: Full‐time
- Job function: Finance
- Location: London, England, United Kingdom
Compliance Assistant in London employer: Eden Rose
Contact Detail:
Eden Rose Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assistant in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent compliance trends. We want you to be the go-to person for all things compliance, so show off that knowledge!
✨Tip Number 3
Don’t just apply and wait! Follow up with a friendly email to express your enthusiasm for the role. It shows initiative and keeps you on their radar.
✨Tip Number 4
Check out our website for the latest job openings. We’re always looking for talented individuals like you to join our team, so don’t miss out on the chance to apply directly!
We think you need these skills to ace Compliance Assistant in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assistant role. Highlight your experience with FCA regulations and any relevant skills that match what we're looking for. This shows us you’re serious about the position!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Mention specific experiences that relate to the job description and how you can contribute to our forward-looking organisation.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use examples from your past work to show how you've successfully managed compliance tasks or contributed to projects. We love seeing real-life applications of your expertise.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Eden Rose
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations before the interview. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance but also genuinely interested in the field.
✨Showcase Your Experience
Prepare to share specific examples from your past roles in wealth management or financial services compliance. Highlight situations where you successfully managed compliance issues or contributed to regulatory initiatives, as this will demonstrate your hands-on experience.
✨Be Organised and Analytical
Since the role requires excellent organisational and analytical skills, come prepared with a structured approach to discussing your previous work. You might even want to bring along a portfolio of your work or notes on key projects to illustrate your capabilities.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the company’s compliance culture and future projects. This could be about their approach to regulatory changes or how they support ongoing training initiatives for their compliance team.
