At a Glance
- Tasks: Ensure compliance with legal and regulatory standards while managing risks.
- Company: Leading Accountancy firm focused on growth and development.
- Benefits: Competitive salary, recognition for your efforts, and career advancement opportunities.
- Other info: Dynamic environment with a focus on ethical conduct and client confidentiality.
- Why this job: Join a progressive firm where your skills in compliance can make a real difference.
- Qualifications: Experience in compliance risk management and understanding of regulatory requirements.
The predicted salary is between 40500 - 49500 £ per year.
As part of their growth and development plan, this leading Accountancy firm is seeking to appoint a skilled and experienced Compliance Officer to support the Partners in ensuring that the firm adheres to legal, regulatory, and internal standards, while also identifying, assessing, and mitigating risks. If you have experience and expertise in designing, reviewing, managing and adapting a comprehensive approach to compliance risk, we would like to hear from you.
Reporting to the Management Board, you will be responsible for ensuring that the firm complies with all necessary technical requirements of registrations and associated codes of conduct of the ICAEW. You will appraise requirements and company practices to ensure risk management and reduction, regulatory compliance and operational efficiency.
Your role will cover Regulatory Compliance incorporating Audit Regulations and Guidance, DPB Handbook, Probate Regulations and Practice Assurance Regulations. In addition, ensure compliance with AML, Proceeds of Crime, Bribery and Criminal Finance legislation as well as managing regulatory changes and assessing their impact on the firm.
You will implement and manage policies that meet regulatory requirements for ethical conduct, client confidentiality, and reporting standards and ensure the terms of engagement, schedules of services, standard terms and conditions and other formal external and internal terms are reflective of practical behaviours and suitably accurate so as to mitigate against risk of claim against the firm.
You will also manage and assess potential financial, operational, reputational, and compliance risks across client engagements and internal operations and identify how practical processes should change in response and deliver guidance on identified risks and recommend and implement practical mitigation strategies.
Furthermore, you will have oversight of Client Due Diligence, incorporating KYC requirements and risk assessment, supporting commercial operations. This is an excellent opportunity to join a progressive and ambitious firm where your endeavours are recognised and rewarded.
- Compliance
- Monitoring
- Accountancy
- Professional Practice
- KYC
- AML
Compliance Officer employer: Eden Resourcing
Join an award-winning Wealth Management firm in London that prides itself on maintaining the highest standards of professionalism and client service. With a strong focus on employee development, you will have access to extensive training opportunities and the chance to work alongside like-minded professionals who are dedicated to delivering bespoke solutions for High Net Worth clients. The firm's collaborative culture fosters innovation and excellence, making it an ideal environment for skilled Paraplanners looking to advance their careers.
