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For Companies At a Glance
- Tasks: Support compliance advisory and manage financial crime risks in a dynamic global environment.
- Company: Join EC Markets, a leading financial services provider with a commitment to transparency.
- Benefits: Enjoy competitive salary, private healthcare, pension scheme, and professional development opportunities.
- Other info: Collaborative culture with opportunities for career progression in a growing firm.
- Why this job: Make a real impact on compliance frameworks and work with senior stakeholders across the globe.
- Qualifications: 5+ years in compliance, strong knowledge of AML/CTF, and excellent stakeholder management skills.
The predicted salary is between 60000 - 75000 £ per year.
Company Overview
EC Markets is a globally recognised financial services provider offering multi-asset trading solutions to institutional and retail clients. With a strong regulatory framework and commitment to transparency, EC Markets delivers cutting-edge trading technology, deep liquidity, and exceptional client service across international markets.
Role Purpose
Support the Head of Compliance in delivering compliance advisory across the business, partnering with senior management and cross-functional teams including Product, Legal, and Operations. The role focuses on providing practical and robust regulatory guidance, strengthening compliance frameworks, and ensuring effective management of conduct and financial crime risks across global operations.
Key Responsibilities
- Support the Head of Compliance in compliance advisory activities across the business
- Partner with senior stakeholders and cross-functional teams to provide regulatory guidance
- Assist in developing and implementing compliance frameworks and controls
- Manage and enhance compliance policies, processes, and controls
Conduct & Regulatory Compliance
- Oversee conduct-related areas including:
- Product Governance
- PRIIPs
- Client Appropriateness
- Financial Promotions
- Consumer Duty
Regulatory Change & Monitoring
- Monitor regulatory developments and assess business impact
- Conduct gap analyses and compliance reviews
- Coordinate implementation of regulatory changes
- Maintain accurate and up-to-date compliance documentation
Financial Crime (AML / CTF / Anti-Bribery)
- Act as subject matter expert on Anti-Bribery and AML/CTF
- Lead and support financial crime risk assessments
- Conduct regulatory horizon scanning
- Translate regulatory requirements into practical controls
- Embed financial crime risks into the Compliance Management Programme (CMP)
Third-Party Risk & Training
- Support and oversee third-party due diligence
- Review contracts to ensure appropriate AML and anti-bribery protections
- Drive awareness of financial crime risks across regions
- Deliver compliance and AML training sessions
General Compliance Support
- Approve marketing materials where required
- Support wider compliance team activities as business needs evolve
- Collaborate with local compliance teams to ensure consistent implementation
Essential Requirements
- Minimum 5+ years' experience in compliance advisory and financial crime
- Recognised subject matter expertise in Anti-Bribery and AML/CTF
- Strong knowledge of regulatory frameworks including:
- UK Bribery Act
- FATF Guidance
- AML/CTF regulations
- Conduct Risk
- Consumer Duty
- Risk assessments
- Policy development
- Control design and implementation
Desirable
- Additional language skills
- Experience in global financial services environments
Benefits
- Competitive salary and performance-based bonus
- Private healthcare
- Pension contribution scheme
- Professional development and training support
- Dynamic and collaborative working environment
- Opportunities for career progression within a growing global firm
Senior Compliance Officer (AML & CMP) employer: EC Markets
Contact Detail:
EC Markets Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer (AML & CMP)
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to current employees at EC Markets. A friendly chat can sometimes lead to opportunities that aren’t even advertised.
✨Showcase Your Expertise
When you get the chance to meet potential employers or during interviews, make sure to highlight your knowledge in AML and compliance frameworks. Share specific examples of how you've tackled challenges in the past – it’ll show you’re the real deal!
✨Prepare for the Interview
Do your homework on EC Markets and their compliance practices. Be ready to discuss how you can contribute to their goals, especially around financial crime risk management. Tailoring your answers to their needs will definitely set you apart.
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining the team at EC Markets.
We think you need these skills to ace Senior Compliance Officer (AML & CMP)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience in compliance advisory and financial crime, and don’t forget to mention any relevant qualifications or frameworks you’re familiar with.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the role. Mention specific experiences that align with the job description, especially around AML and regulatory compliance.
Showcase Your Stakeholder Management Skills: Since this role involves partnering with senior stakeholders, make sure to highlight your stakeholder management and influencing skills in your application. Share examples of how you've successfully collaborated with cross-functional teams.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it, so don’t miss out!
How to prepare for a job interview at EC Markets
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks relevant to the role, like the UK Bribery Act and AML/CTF regulations. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also ready to tackle the challenges head-on.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully partnered with senior management and cross-functional teams in the past. Highlighting your stakeholder management skills will demonstrate your ability to influence and collaborate effectively, which is crucial for this role.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practise articulating your thought process and decision-making strategies, especially around financial crime risks and regulatory changes. This will help you stand out as a proactive problem-solver.
✨Demonstrate Continuous Learning
Show your commitment to professional development by discussing any recent training or certifications you've pursued. Mentioning your fluency in English and any additional languages can also be a great asset, especially in a global financial services environment.