At a Glance
- Tasks: Support compliance advisory and manage financial crime risks across global operations.
- Company: Join a globally recognised financial services provider with a commitment to transparency.
- Benefits: Enjoy competitive salary, private healthcare, pension scheme, and professional development.
- Other info: Great opportunities for career progression in a growing global firm.
- Why this job: Make a real impact in compliance while working in a dynamic and collaborative environment.
- Qualifications: 5+ years in compliance, expertise in AML/CTF, and strong stakeholder management skills.
The predicted salary is between 60000 - 75000 € per year.
Company Overview
EC Markets is a globally recognised financial services provider offering multi-asset trading solutions to institutional and retail clients. With a strong regulatory framework and commitment to transparency, EC Markets delivers cutting-edge trading technology, deep liquidity, and exceptional client service across international markets.
Role Purpose
Support the Head of Compliance in delivering compliance advisory across the business, partnering with senior management and cross-functional teams including Product, Legal, and Operations. The role focuses on providing practical and robust regulatory guidance, strengthening compliance frameworks, and ensuring effective management of conduct and financial crime risks across global operations.
Key Responsibilities
- Support the Head of Compliance in compliance advisory activities across the business
- Partner with senior stakeholders and cross-functional teams to provide regulatory guidance
- Assist in developing and implementing compliance frameworks and controls
- Manage and enhance compliance policies, processes, and controls
- Oversee conduct-related areas including:
- Product Governance
- PRIIPs
- Client Appropriateness
- Financial Promotions
- Consumer Duty
- Ensure alignment with MiFID II and FCA Handbook requirements
- Contribute to internal and governance reporting
- Monitor regulatory developments and assess business impact
- Conduct gap analyses and compliance reviews
- Coordinate implementation of regulatory changes
- Maintain accurate and up-to-date compliance documentation
- Act as subject matter expert on Anti-Bribery and AML/CTF
- Lead and support financial crime risk assessments
- Conduct regulatory horizon scanning
- Translate regulatory requirements into practical controls
- Embed financial crime risks into the Compliance Management Programme (CMP)
- Support and oversee third-party due diligence
- Review contracts to ensure appropriate AML and anti-bribery protections
- Drive awareness of financial crime risks across regions
- Deliver compliance and AML training sessions
- Approve marketing materials where required
- Support wider compliance team activities as business needs evolve
- Collaborate with local compliance teams to ensure consistent implementation
Essential Requirements
- Minimum 5+ years' experience in compliance advisory and financial crime
- Recognised subject matter expertise in Anti-Bribery and AML/CTF
- Strong knowledge of regulatory frameworks including:
- UK Bribery Act
- FATF Guidance
- AML/CTF regulations
- Deep understanding of FCA expectations, including:
- Conduct Risk
- Consumer Duty
- Comprehensive knowledge of FCA Handbook (e.g. COBS, PERG, SYSC, PROD, DISP)
- Proven experience working across multiple jurisdictions
- Experience in:
- Risk assessments
- Policy development
- Control design and implementation
- Strong stakeholder management and influencing skills
- Relevant degree and/or professional qualification (e.g. ICA)
- Fluency in English
Desirable
- Additional language skills
- Experience in global financial services environments
Benefits
- Competitive salary and performance-based bonus
- Private healthcare
- Pension contribution scheme
- Professional development and training support
- Dynamic and collaborative working environment
- Opportunities for career progression within a growing global firm
Senior Compliance Officer (AML & CMP) in London employer: EC Markets
EC Markets is an exceptional employer, offering a dynamic and collaborative working environment that fosters professional growth and development. With a strong commitment to compliance and regulatory excellence, employees benefit from competitive salaries, performance-based bonuses, and comprehensive healthcare plans, all while being part of a globally recognised financial services provider that prioritises transparency and innovation.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer (AML & CMP) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who know about compliance. A friendly chat can lead to insider info on job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML and CTF regulations. Be ready to discuss how you've tackled compliance challenges in the past. We want to see your expertise shine!
✨Tip Number 3
Showcase your stakeholder management skills during interviews. Talk about how you've influenced decisions and collaborated with cross-functional teams. This is key for a Senior Compliance Officer role!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Compliance Officer (AML & CMP) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience in compliance advisory and financial crime, and don’t forget to mention any relevant qualifications or frameworks you’re familiar with.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention specific experiences that align with the job description, especially around AML and regulatory compliance.
Showcase Your Stakeholder Management Skills:In your application, emphasise your ability to partner with senior stakeholders and cross-functional teams. Share examples of how you've successfully influenced decisions or implemented compliance frameworks in the past.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at EC Markets
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks relevant to the role, like the UK Bribery Act and AML/CTF regulations. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you truly understand the landscape.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully partnered with senior management and cross-functional teams in the past. Highlighting your ability to influence and manage stakeholders will demonstrate that you can navigate complex organisational structures effectively.
✨Demonstrate Practical Application
Be ready to discuss how you’ve translated regulatory requirements into practical controls. Use specific examples from your experience to illustrate how you’ve developed and implemented compliance frameworks that have made a real impact.
✨Stay Current on Regulatory Changes
Keep yourself updated on recent regulatory developments and be prepared to discuss their implications for the business. Showing that you actively monitor changes and can assess their impact will set you apart as a proactive candidate.
