Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance advisory and strengthen frameworks across global operations.
- Company: Dynamic global firm with a collaborative culture.
- Benefits: Competitive salary, performance bonuses, and professional development opportunities.
- Other info: Great career progression in a fast-paced, supportive environment.
- Why this job: Make a real impact in financial crime risk management and compliance.
- Qualifications: 5+ years in compliance advisory with expertise in AML and financial crime.
The predicted salary is between 60000 - 75000 £ per year.
Support the Head of Compliance in delivering compliance advisory across the business, partnering with senior management and cross-functional teams including Product, Legal, and Operations. The role focuses on providing practical and robust regulatory guidance, strengthening compliance frameworks, and ensuring effective management of conduct and financial crime risks across global operations.
Key Responsibilities
- Support the Head of Compliance in compliance advisory activities across the business
- Partner with senior stakeholders and cross-functional teams to provide regulatory guidance
- Assist in developing and implementing compliance frameworks and controls
- Manage and enhance compliance policies, processes, and controls
- Conduct & Regulatory Compliance
- Oversee conduct-related areas including:
- Product Governance
- PRIIPS
- Financial Promotions
- Consumer Duty
- Monitor regulatory developments and assess business impact
- Conduct gap analyses and compliance reviews
- Coordinate implementation of regulatory changes
- Maintain accurate and up-to-date compliance documentation
- Act as subject matter expert on Anti-Bribery and AML/CTF
- Lead and support financial crime risk assessments
- Conduct regulatory horizon scanning
- Translate regulatory requirements into practical controls
- Embed financial crime risks into the Compliance Management Programme (CMP)
- Support and oversee third-party due diligence
- Review contracts to ensure appropriate AML and anti-bribery protections
- Drive awareness of financial crime risks across regions
- Deliver compliance and AML training sessions
- Approve marketing materials where required
- Support wider compliance team activities as business needs evolve
- Collaborate with local compliance teams to ensure consistent implementation
Minimum Requirements
- 5+ years’ experience in compliance advisory and financial crime
- Recognised subject matter expertise in Anti-Bribery and AML/CTF
- Strong knowledge of regulatory frameworks including:
- UK Bribery Act
- FATF Guidance
- AML/CTF regulations
- Conduct Risk
- Consumer Duty
Benefits
- Competitive salary and performance-based bonus
- Professional development and training support
- Dynamic and collaborative working environment
- Opportunities for career progression within a growing global firm
Senior Compliance Officer (AML & CMP) employer: EC Markets UK
Contact Detail:
EC Markets UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer (AML & CMP)
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help land that dream job.
✨Showcase Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your experience in AML and financial crime compliance. Share specific examples of how you've tackled challenges in previous roles. We want to see your passion and knowledge shine through!
✨Prepare for Interviews
Do your homework before any interview! Familiarise yourself with the company’s compliance policies and recent regulatory changes. We recommend preparing some thoughtful questions to ask your interviewers, showing that you’re genuinely interested in their operations and compliance framework.
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through our site not only makes it easier for us to find your application but also shows your enthusiasm for joining our team. Let’s get you on board!
We think you need these skills to ace Senior Compliance Officer (AML & CMP)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Senior Compliance Officer role. Highlight your expertise in AML, CTF, and regulatory frameworks to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Be genuine and let your personality come through.
Showcase Your Stakeholder Management Skills: We love candidates who can work well with others! In your application, mention specific examples of how you've partnered with senior management or cross-functional teams to drive compliance initiatives.
Apply Through Our Website: Don't forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at EC Markets UK
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like the UK Bribery Act and AML/CTF regulations. Being able to discuss these confidently will show that you’re not just familiar with them, but that you can apply them practically in your role.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully partnered with senior stakeholders and cross-functional teams in the past. Highlighting your strong stakeholder management and influencing skills will demonstrate that you can effectively collaborate across the business.
✨Demonstrate Your Compliance Expertise
Be ready to discuss your experience with compliance advisory activities and financial crime risk assessments. Use specific examples to illustrate how you've developed and implemented compliance frameworks and controls, as this will showcase your subject matter expertise.
✨Stay Updated on Regulatory Changes
Research recent regulatory developments and be prepared to discuss their potential impact on the business. Showing that you can conduct gap analyses and monitor changes will highlight your proactive approach to compliance and your ability to adapt to evolving regulations.