At a Glance
- Tasks: Support compliance advisory and strengthen frameworks across global operations.
- Company: Dynamic global firm focused on compliance and financial crime risk management.
- Benefits: Competitive salary, performance bonuses, and professional development opportunities.
- Other info: Join a collaborative environment with great career progression potential.
- Why this job: Make a real impact in compliance while collaborating with senior stakeholders.
- Qualifications: 5+ years in compliance advisory with expertise in AML and financial crime.
The predicted salary is between 60000 - 75000 £ per year.
Support the Head of Compliance in delivering compliance advisory across the business, partnering with senior management and cross-functional teams including Product, Legal, and Operations. The role focuses on providing practical and robust regulatory guidance, strengthening compliance frameworks, and ensuring effective management of conduct and financial crime risks across global operations.
Key Responsibilities
- Support the Head of Compliance in compliance advisory activities across the business
- Partner with senior stakeholders and cross-functional teams to provide regulatory guidance
- Assist in developing and implementing compliance frameworks and controls
- Manage and enhance compliance policies, processes, and controls
Conduct & Regulatory Compliance
- Oversee conduct-related areas including:
- Product Governance
- PRIIPS
- Financial Promotions
- Consumer Duty
- Ensure alignment with MiFID II and FCA Handbook requirements
- Contribute to internal and governance reporting
Regulatory Change & Monitoring
- Monitor regulatory developments and assess business impact
- Conduct gap analyses and compliance reviews
- Coordinate implementation of regulatory changes
- Maintain accurate and up-to-date compliance documentation
- Act as subject matter expert on Anti-Bribery and AML/CTF
- Lead and support financial crime risk assessments
- Conduct regulatory horizon scanning
- Translate regulatory requirements into practical controls
- Embed financial crime risks into the Compliance Management Programme (CMP)
Third-Party Risk & Training
- Support and oversee third-party due diligence
- Review contracts to ensure appropriate AML and anti-bribery protections
- Drive awareness of financial crime risks across regions
- Deliver compliance and AML training sessions
General Compliance Support
- Approve marketing materials where required
- Support wider compliance team activities as business needs evolve
- Collaborate with local compliance teams to ensure consistent implementation
Minimum Requirements
- 5+ years’ experience in compliance advisory and financial crime
- Recognised subject matter expertise in Anti-Bribery and AML/CTF
- Strong knowledge of regulatory frameworks including:
- UK Bribery Act
- FATF Guidance
- AML/CTF regulations
- Deep understanding of FCA expectations, including:
- Conduct Risk
- Consumer Duty
- Comprehensive knowledge of FCA Handbook (e.g. COBS, PERG, SYSC, PROD, DISP)
- Proven experience working across multiple jurisdictions
- Experience in control design and implementation
- Strong stakeholder management and influencing skills
- Fluency in English
- Additional language skills
- Experience in global financial services environments
Benefits
- Competitive salary and performance-based bonus
- Professional development and training support
- Dynamic and collaborative working environment
- Opportunities for career progression within a growing global firm
Senior Compliance Officer (AML & CMP) in London employer: EC Markets UK
As a Senior Compliance Officer at our dynamic global firm, you will thrive in a collaborative environment that prioritises professional development and offers competitive salaries alongside performance-based bonuses. Our commitment to fostering a culture of compliance and integrity ensures that you will have the opportunity to work closely with senior management and cross-functional teams, enhancing your skills while contributing to meaningful regulatory guidance and compliance frameworks.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer (AML & CMP) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance practices. We recommend creating a cheat sheet of key points related to AML, CTF, and FCA expectations to help you shine during those tricky questions.
✨Tip Number 3
Showcase your expertise! When you get the chance to meet with potential employers, be ready to discuss your experience with compliance frameworks and financial crime risk assessments. We want to see how you can add value to their team!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our company.
We think you need these skills to ace Senior Compliance Officer (AML & CMP) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Senior Compliance Officer role. Highlight your expertise in AML, CTF, and regulatory frameworks to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you the perfect fit for our team at StudySmarter.
Showcase Your Stakeholder Management Skills:We love candidates who can work well with others! Be sure to include examples of how you've successfully partnered with senior management and cross-functional teams in your application.
Apply Through Our Website:To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to see your enthusiasm for joining the StudySmarter family!
How to prepare for a job interview at EC Markets UK
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like the UK Bribery Act and AML/CTF regulations. Being able to discuss these confidently will show that you’re not just familiar with them but can also apply them practically.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully partnered with senior stakeholders and cross-functional teams in the past. Highlight your influencing skills and how you’ve navigated complex compliance issues, as this role requires strong collaboration across various departments.
✨Demonstrate Your Compliance Framework Knowledge
Be ready to discuss your experience in developing and implementing compliance frameworks. Think of specific instances where you’ve enhanced policies or processes, and be prepared to explain how these changes positively impacted the organisation.
✨Stay Updated on Regulatory Changes
Research recent regulatory developments relevant to the role. Showing that you actively monitor changes and understand their implications for the business will demonstrate your commitment to compliance and your proactive approach to risk management.
