At a Glance
- Tasks: Lead financial strategy, compliance, and reporting in a dynamic brokerage environment.
- Company: Join EC Markets, a global leader in financial brokerage with ambitious growth plans.
- Benefits: Competitive salary, career development opportunities, and a chance to shape financial strategy.
- Other info: High-impact leadership role with excellent growth potential in a complex financial landscape.
- Why this job: Make a real impact on financial operations in a fast-paced, regulated industry.
- Qualifications: Experience in financial management, regulatory compliance, and strategic planning required.
The predicted salary is between 60000 - 70000 £ per year.
Company Overview
EC Markets is a leading global financial brokerage specialising in FX, CFDs, equities, SIPPs, and ISAs. With ambitious growth plans and a commitment to operational excellence, EC Markets is seeking an experienced and commercially astute Senior Financial Controller to drive financial strategy, regulatory compliance, and operational management across the business. This is a high-impact leadership role that sits at the intersection of finance, regulation, and strategy. The successful candidate will play a pivotal role in shaping the financial infrastructure of a dynamic, growth-oriented firm operating in a complex and heavily regulated environment.
Role Purpose
The Senior Financial Controller will provide strategic direction and hands-on leadership across budgeting, forecasting, regulatory compliance, financial reporting, risk management, and technology adoption. This role is pivotal to aligning EC Markets' financial planning with its evolving business model and regulatory environment, enabling sustainable growth and operational resilience. The role carries direct accountability for regulatory reporting obligations — including CASS 7, MIFIDPRU, and supporting ICARA process — as well as oversight of audit activities, invoice management, and day-to-day financial operations.
Key Responsibilities
- Financial Strategy and Planning
- Lead budgeting, forecasting, and financial planning activities to support business growth and operational efficiency.
- Provide insightful financial analysis to guide business decisions and align financial strategy with EC Markets’ product suite including equities, CFDs, FX, SIPPs, and ISAs.
- Produce and maintain financial forecasts in collaboration with senior leadership and the management accountant.
- Support the CEO and Board with financial decision-making, including partnership negotiations and product development initiatives.
- Regulatory Compliance and Reporting
- Ensure full compliance with FCA prudential regulations, including MIFIDPRU capital adequacy rules and CASS client money requirements.
- Maintain comprehensive knowledge of CASS 7 rules, including all applicable reporting obligations.
- Oversee regulatory reporting requirements under MIFIDPRU, specifically MIF001, MIF002, MIF003, and MIF004 submissions.
- Develop and maintain a thorough understanding of K-factor calculations and their application to the firm’s prudential capital requirements.
- Work with the Head of Risk on the ICARA process, including financial forecasts, stress testing, and wind-down planning.
- Collaborate with compliance and risk teams on all regulatory filings and best practices.
- CASS and Client Money Oversight
- Take ownership of CASS 7 oversight, ensuring client money rules are understood, implemented, and adhered to across the business.
Senior Financial Controller in London employer: EC Markets LTD
EC Markets is an exceptional employer that fosters a dynamic and growth-oriented work environment, perfect for professionals seeking to make a significant impact in the financial sector. With a strong commitment to employee development, the company offers ample opportunities for career advancement and continuous learning, all while ensuring a collaborative culture that values innovation and operational excellence. Located in a vibrant financial hub, employees benefit from a stimulating atmosphere that encourages strategic thinking and regulatory compliance, making it an ideal place for those looking to thrive in their careers.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Financial Controller in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like EC Markets LTD. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Senior Financial Controller in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to EC Markets LTD.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on EC Markets LTD's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at EC Markets LTD
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with EC Markets LTD.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at EC Markets LTD will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former EC Markets LTD employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
