At a Glance
- Tasks: Ensure compliance with AML policies and mitigate financial crime risks.
- Company: Established FCA Regulated FX Company in Croxley Green.
- Benefits: Competitive salary, dynamic work environment, and career development opportunities.
- Other info: Supportive team culture with opportunities for growth and learning.
- Why this job: Join a vital team to combat financial crime and make a real difference.
- Qualifications: Experience in compliance and knowledge of AML regulations.
The predicted salary is between 35000 - 40000 £ per year.
Croxley Green, Herts. £35,000 - £40,000
Key Accountabilities:
Joining established FCA Regulated FX Company, B2B and B2C trading. The primary responsibility of this role is as part of the compliance team, to help ensure compliance across the business with the company’s AML policies and procedures, ensuring that exposure to financial crime, money laundering and terrorist financing is minimised and mitigated. In conjunction with internal training, the successful candidate must stay current with regulatory, legal & financial crime developments both in the UK and across the global economy.
Responsibilities include:
- Assisting the Director responsible for AML, with implementation of financial crime policy
- Liaising with the trading team regarding client information, ID and ‘Source of Funds’ documentation
- Ensuring the company’s AML Risk Policy is implemented across all areas of the business
- Responsibility for signing off low and medium risk clients & payments
- Onboarding and monitoring of new and existing affiliate partners
- Assist the Nominated Officer with quarterly testing and monitoring of systems and procedures for Board reports
- Responsibility for the electronic ID & Verification systems and liaising with third party suppliers as necessary
- Supporting one team member
For more information and to apply please send your CV.
Compliance Manager. FX in Rickmansworth employer: EC Appointments Ltd
As a Compliance Manager at our established FCA Regulated FX Company in Croxley Green, you will be part of a dynamic team dedicated to upholding the highest standards of compliance and financial integrity. We offer a supportive work culture that prioritises employee growth through ongoing training and development opportunities, ensuring you stay ahead in the ever-evolving regulatory landscape. With competitive salaries and a commitment to work-life balance, we provide an excellent environment for those seeking meaningful and rewarding employment in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager. FX in Rickmansworth
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those working in FX. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML policies and financial crime regulations. We want you to be the go-to person for compliance questions during your interview!
✨Tip Number 3
Showcase your skills! Bring examples of how you've implemented compliance measures or dealt with financial crime issues in the past. Real-life stories can make you stand out from the crowd.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager. FX in Rickmansworth
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with AML policies and any relevant compliance work you've done. We want to see how your skills match what we're looking for!
Show Your Knowledge:In your application, demonstrate your understanding of financial crime and compliance regulations. Mention any recent developments in the UK or global economy that you’re aware of. This shows us you're proactive and up-to-date!
Be Clear and Concise:When writing your application, keep it clear and to the point. Use bullet points where necessary to make it easy for us to read. We appreciate a well-structured application that gets straight to the important bits!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved.
How to prepare for a job interview at EC Appointments Ltd
✨Know Your AML Policies
Make sure you brush up on the company's AML policies and procedures before the interview. Being able to discuss how you would implement these policies and mitigate risks will show that you're serious about compliance and understand the role's responsibilities.
✨Stay Updated on Regulations
Familiarise yourself with the latest regulatory changes in the UK and globally. This knowledge will not only impress your interviewers but also demonstrate your commitment to staying current in a fast-evolving field.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios, such as identifying potential money laundering activities. Practising your responses to these types of questions can help you articulate your thought process clearly during the interview.
✨Showcase Your Teamwork Skills
Since you'll be liaising with various teams, be ready to discuss examples of how you've successfully collaborated in the past. Highlighting your ability to work well with others will reassure the interviewers that you can effectively support the compliance team.
