At a Glance
- Tasks: Ensure compliance with AML policies and mitigate financial crime risks.
- Company: Established FCA Regulated FX Company in Croxley Green.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for growth in a fast-paced industry.
- Why this job: Join a vital team making a real difference in financial compliance.
- Qualifications: Experience in compliance and knowledge of AML regulations.
The predicted salary is between 35000 - 40000 € per year.
Joining established FCA Regulated FX Company, B2B and B2C trading. The primary responsibility of this role is as part of the compliance team, to help ensure compliance across the business with the company's AML policies and procedures, ensuring that exposure to financial crime, money laundering and terrorist financing is minimized and mitigated. In conjunction with internal training, the successful candidate must stay current with regulatory, legal & financial crime developments both in the UK and across the global economy.
Responsibilities include:
- Assisting the Director responsible for AML, with implementation of financial crime policy
- Liaising with the trading team regarding client information, ID and 'Source of Funds' documentation
- Ensuring the company's AML Risk Policy is implemented across all areas of the business
- Responsibility for signing off low and medium risk clients & payments
- Onboarding and monitoring of new and existing affiliate partners
- Assist the Nominated Officer with quarterly testing and monitoring of systems and procedures for Board reports
- Responsibility for the electronic ID & Verification systems and liaising with third party suppliers as necessary
- Supporting one team member
Compliance Manager in Chorleywood employer: EC Appointments Ltd
As a Compliance Manager at our established FCA Regulated FX Company in Croxley Green, you will be part of a dynamic team dedicated to upholding the highest standards of compliance and financial integrity. We offer a supportive work culture that prioritises employee growth through ongoing training and development opportunities, ensuring you stay ahead in the ever-evolving regulatory landscape. With competitive salaries and a commitment to work-life balance, we provide an environment where your contributions are valued and rewarded.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in Chorleywood
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those working in FCA regulated companies. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML policies and financial crime regulations. We want you to be able to discuss how you can help mitigate risks and ensure compliance with confidence!
✨Tip Number 3
Showcase your skills! Bring examples of how you've implemented compliance measures or improved processes in previous roles. This will help us see how you can add value to our team right from the start.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're genuinely interested in joining our team.
We think you need these skills to ace Compliance Manager in Chorleywood
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with AML policies and any relevant compliance work you've done. We want to see how your skills match what we're looking for!
Showcase Your Knowledge:In your cover letter, showcase your understanding of financial crime regulations and how you stay updated on industry changes. This will show us that you're proactive and serious about compliance.
Be Clear and Concise:When writing your application, keep it clear and concise. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially in compliance!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at EC Appointments Ltd
✨Know Your AML Policies
Make sure you’re well-versed in the company's Anti-Money Laundering (AML) policies and procedures. Brush up on current regulations and financial crime developments, as this will show your commitment to compliance and your understanding of the role.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think about past experiences where you’ve dealt with financial crime or risk management, and be ready to discuss your thought process and actions taken.
✨Familiarise Yourself with the Trading Team's Needs
Understand the trading team’s role and how it relates to compliance. Be prepared to discuss how you would liaise with them regarding client information and documentation, showcasing your ability to work collaboratively across departments.
✨Showcase Your Training Skills
Since part of your role involves internal training, think about how you would approach educating others on compliance matters. Prepare examples of how you've successfully trained or supported colleagues in the past, highlighting your communication skills.
