Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance monitoring and enhance frameworks to identify key risks.
- Company: Established Wealth Manager with a focus on compliance and risk management.
- Benefits: Remote work options, competitive salary, and opportunities for professional growth.
- Other info: Flexible working environment with hubs across the country.
- Why this job: Make a real impact in compliance while shaping a positive risk culture.
- Qualifications: 5+ years in risk or compliance, with strong leadership skills.
The predicted salary is between 60000 - 75000 £ per year.
Eames Consulting are currently supporting an established and growing Wealth Manager looking to appoint a Compliance Assurance Manager to lead the monitoring function.
Responsibilities:
- Own and enhance the compliance monitoring framework, ensuring key risks are identified and prioritised
- Lead delivery of the compliance review programme, producing high-quality reporting and insights for senior stakeholders
- Provide effective challenge and support to management on findings, actions, and risk mitigation
- Oversee and develop the second line compliance team
- Conduct thematic testing, including customer-focused regulatory requirements
- Provide independent oversight and challenge of first line risk and control activities
- Monitor key risks, issues, and remediation, identifying trends and control improvements
- Support audit activity and contribute to regulatory and business change projects
- Build strong stakeholder relationships, influencing and promoting a positive risk culture
Requirements:
- Experience operating within a Second Line of Defence (risk/compliance oversight) function
- Minimum ~5+ years’ experience in risk, compliance, or audit within financial services, including management responsibility
- Strong understanding of the Three Lines of Defence model
- Solid knowledge of UK regulatory frameworks, including FCA requirements, SMCR, Consumer Duty, and wealth/platform rules
- Proven people management and leadership capability
This role can be based remotely with different hubs around the country that can be traveled into.
Compliance Assurance Manager in Warrington employer: Eames Consulting
Contact Detail:
Eames Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assurance Manager in Warrington
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on the Three Lines of Defence model and UK regulatory frameworks. We want you to be ready to discuss how your experience aligns with the role and how you can enhance their compliance monitoring framework.
✨Tip Number 3
Showcase your leadership skills! Be ready to share examples of how you've effectively managed teams and influenced positive risk culture in previous roles. This will help you stand out as a strong candidate for the Compliance Assurance Manager position.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Compliance Assurance Manager in Warrington
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assurance Manager role. Highlight your experience in risk and compliance, especially within financial services. We want to see how your skills align with the responsibilities mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention specific experiences that demonstrate your understanding of the Three Lines of Defence model and your leadership capabilities. We love a good story!
Showcase Your Achievements: When detailing your past roles, focus on your achievements rather than just duties. Use metrics where possible to show how you’ve made an impact, like improving compliance processes or leading successful audits. We’re all about results!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Eames Consulting
✨Know Your Compliance Frameworks
Make sure you brush up on your knowledge of the Three Lines of Defence model and UK regulatory frameworks like FCA requirements. Being able to discuss these confidently will show that you’re not just familiar with the concepts but can also apply them in practice.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges or risk scenarios. Think of examples from your past experience where you successfully identified risks or improved compliance processes, and be ready to share those stories.
✨Showcase Your Leadership Skills
As a Compliance Assurance Manager, you'll need to lead a team. Be prepared to discuss your management style and how you've developed teams in the past. Highlight any successful projects where you influenced positive change or built strong stakeholder relationships.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that demonstrate your interest in the role and the company. Inquire about their current compliance challenges or how they measure success in the compliance monitoring framework. This shows you’re engaged and thinking critically about the position.