At a Glance
- Tasks: Support client outcomes and ensure compliance with policies in a dynamic team.
- Company: Join a growing Wealth Manager focused on client best interests.
- Benefits: Gain valuable experience, develop skills, and enjoy a supportive work environment.
- Other info: Opportunity for continuous professional development and career growth.
- Why this job: Make a real difference in client outcomes while enhancing your professional skills.
- Qualifications: Experience in business administration; financial services background is a plus.
The predicted salary is between 30000 - 40000 £ per year.
Eames Consulting are currently supporting a growing Wealth Manager looking to appoint a Compliance Administrator into a growing team.
Responsibilities:
- Promote and support client best-interest outcomes in all work.
- Comply with all policies and procedures.
- Take ownership of individual performance and identify personal development needs.
- Provide administrative support to the Firm & Adviser Supervision Team.
- Assist colleagues and the wider business by sharing knowledge when required.
- Maintain awareness of and comply with all regulatory responsibilities, keeping positive consumer outcomes at the centre of activities.
- Undertake continuous professional development (CPD) to maintain and enhance skills and knowledge.
- Ensure compliance with data protection requirements and relevant OPGL policies.
- Champion and support the delivery of positive client outcomes aligned with the Client Best Interest policy.
- Consistently follow company policies, procedures, and governance requirements.
Requirements:
- Previous experience in a business administration role (financial services experience preferred).
- Confident, methodical, and well organised, with the ability to communicate effectively at all levels and across a range of channels.
Compliance Administrator in Sussex employer: Eames Consulting
Eames Consulting is an exceptional employer, offering a dynamic work environment where compliance and client best-interest outcomes are at the forefront of our mission. With a strong emphasis on professional development and a supportive team culture, employees are encouraged to take ownership of their growth while contributing to meaningful client outcomes. Located in a thriving financial hub, we provide unique opportunities for career advancement within the wealth management sector, making it an ideal place for those seeking a rewarding and impactful career.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Administrator in Sussex
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on a Compliance Administrator role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and best practices. Show that you’re not just a candidate, but someone who genuinely cares about client outcomes.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role and keeping you top of mind.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Administrator gig. We love seeing applications directly from motivated candidates like you!
We think you need these skills to ace Compliance Administrator in Sussex
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Administrator role. Highlight any previous experience in business administration, especially in financial services, to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to promoting client best-interest outcomes. Keep it engaging and personal.
Showcase Your Organisational Skills:As a Compliance Administrator, being methodical and organised is key. In your application, give examples of how you've successfully managed tasks or projects in the past. We love seeing those skills in action!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Eames Consulting
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations and best practices in the financial services sector. Being able to discuss specific policies and how they relate to client outcomes will show that you're serious about the role.
✨Show Off Your Organisational Skills
As a Compliance Administrator, being methodical and organised is key. Prepare examples from your past experience where you've successfully managed multiple tasks or projects, highlighting your ability to keep everything in check.
✨Communicate Like a Pro
Effective communication is crucial in this role. Practice articulating your thoughts clearly and confidently. You might even want to prepare a few questions to ask during the interview to demonstrate your engagement and interest.
✨Emphasise Continuous Learning
Since ongoing professional development is part of the job, be ready to discuss how you stay updated with industry changes. Mention any relevant courses or certifications you've pursued, showing that you're committed to growing your skills.