At a Glance
- Tasks: Lead investment compliance and ensure robust oversight and governance.
- Company: Well-known Investment Manager with a strong reputation.
- Benefits: Competitive salary, leadership role, and opportunity to shape compliance strategy.
- Other info: Join a dynamic team and engage with senior stakeholders.
- Why this job: Take ownership of a high-profile function and drive meaningful change.
- Qualifications: Deep expertise in funds compliance and experience in asset management.
The predicted salary is between 43200 - 72000 € per year.
We are recruiting for a Head of Investment Compliance to join a well-known Investment Manager. This is a senior leadership role requiring deep expertise in funds compliance, including a strong working knowledge of the COLL Handbook and the regulatory framework governing authorised funds. The successful individual will hold SMF responsibilities for Investment Compliance across the group and will act as a key point of accountability for ensuring robust oversight, controls, and governance within the function.
We're seeking someone who has a proven track record in:
- Leading and embedding compliance processes within an investment or asset management environment
- Driving change and transformation projects across complex businesses
- Providing confident, constructive challenge and engaging effectively with senior stakeholders across the organisation
This is an excellent opportunity for a seasoned funds specialist to take ownership of a high-profile function and play a pivotal role in shaping the firm's compliance strategy.
Head of Investment Compliance in London employer: Eames Consulting
As a leading Investment Manager, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel. With a strong focus on professional development, we offer tailored growth opportunities and encourage innovative thinking, making this an ideal environment for those looking to make a significant impact in the investment compliance sector. Located in a vibrant financial hub, our team enjoys not only competitive benefits but also the chance to collaborate with industry experts and shape the future of compliance within the firm.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Investment Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment compliance space. Attend industry events or webinars where you can meet potential employers and showcase your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on the COLL Handbook and recent regulatory changes. We want you to be the go-to person for compliance knowledge, so show off your understanding during discussions!
✨Tip Number 3
Practice your storytelling skills. When discussing your past experiences, focus on how you've led compliance processes and driven change. We want to hear about your successes and how you can bring that to the table.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Head of Investment Compliance in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Head of Investment Compliance role. Highlight your experience with funds compliance and any specific knowledge of the COLL Handbook. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this senior leadership role. Share examples of how you've led compliance processes and driven change in previous positions. We love a good story!
Showcase Your Leadership Skills:Since this is a senior role, it's crucial to demonstrate your leadership abilities. Talk about your experience engaging with senior stakeholders and how you've provided constructive challenges in past roles. We want to know how you can lead our compliance strategy!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Eames Consulting
✨Know Your Compliance Stuff
Make sure you brush up on the COLL Handbook and the regulatory framework for authorised funds. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you can lead and embed processes effectively.
✨Showcase Your Leadership Skills
Prepare examples of how you've led compliance initiatives in previous roles. Think about specific projects where you drove change or transformation, and be ready to discuss the impact of your leadership on those projects.
✨Engage with Stakeholders
Since this role involves engaging with senior stakeholders, practice articulating your thoughts clearly and constructively. Prepare to discuss how you’ve successfully navigated complex relationships in the past and how you can bring that experience to the table.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Think through potential challenges you might face in this role and how you would address them, demonstrating your strategic thinking and accountability.
