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- Tasks: Provide regulatory advice and support compliance across the business.
- Company: Leading Wealth Manager/Platform with a focus on compliance excellence.
- Benefits: 12-14 month FTC with opportunities for professional growth.
- Other info: Engage with regulators and contribute to key policy discussions.
- Why this job: Make a real impact in the financial services sector while enhancing your compliance expertise.
- Qualifications: 3+ years in financial services, preferably in Compliance or Regulatory roles.
The predicted salary is between 50000 - 60000 £ per year.
Eames Consulting are currently supporting a leading Wealth Manager/Platform looking to appoint a Compliance Advisor on a 12-14 month FTC.
Responsibilities:
- Provide regulatory advice and day-to-day compliance support across the business
- Maintain subject matter expertise in key regulatory areas
- Support delivery of regulatory change, control enhancements, and remediation
- Monitor regulatory developments and produce impact summaries
- Contribute to consultations and policy discussions
- Assist with regulator engagement and correspondence
- Support regulatory reporting and notifications
- Coordinate SM&CR processes (SMF & Certified Persons)
- Contribute to management information on regulatory priorities
Requirements:
- Minimum of 3 years’ experience of working in financial services investment or fund management sectors preferably in Compliance or Regulatory roles.
- Compliance advisory at a retail investment firm or pension provider.
Compliance Advisor in London employer: Eames Consulting
Contact Detail:
Eames Consulting Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisor in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your regulatory knowledge. Make sure you can discuss recent changes in compliance and how they impact the industry. We want you to shine when it comes to demonstrating your expertise!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to show why you’re the perfect fit for them!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Compliance Advisor in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Advisor role. Highlight your experience in financial services and any specific compliance or regulatory roles you've held. We want to see how your background aligns with what we're looking for!
Showcase Your Expertise: In your cover letter, showcase your subject matter expertise in key regulatory areas. We love seeing candidates who can demonstrate their knowledge and how it can benefit our team. Don't hold back on sharing relevant examples!
Be Clear and Concise: When writing your application, keep it clear and concise. We appreciate straightforward communication, especially in compliance roles. Make sure your points are easy to understand and directly related to the job description.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get the best chance to shine. Plus, it’s super easy to do!
How to prepare for a job interview at Eames Consulting
✨Know Your Regulations
Make sure you brush up on the latest regulatory developments in the financial services sector. Being able to discuss recent changes and their implications will show that you’re not just knowledgeable but also proactive about staying informed.
✨Showcase Your Experience
Prepare specific examples from your past roles where you provided compliance advice or managed regulatory changes. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your impact.
✨Engage with Questions
Don’t hesitate to ask insightful questions during the interview. Inquire about the company’s approach to compliance challenges or how they handle regulatory changes. This demonstrates your genuine interest and critical thinking skills.
✨Familiarise Yourself with SM&CR
Since the role involves coordinating SM&CR processes, make sure you understand the framework thoroughly. Be ready to discuss how you’ve previously managed similar processes or how you would approach them in this new role.