At a Glance
- Tasks: Provide expert regulatory advice and oversee compliance policies in a dynamic wealth management firm.
- Company: Established Wealth Manager with a strong reputation in the financial services sector.
- Benefits: Competitive salary, professional development opportunities, and a supportive work environment.
- Other info: Opportunity to pursue further qualifications and grow your career in compliance.
- Why this job: Join a team that values compliance and make a real impact in the financial industry.
- Qualifications: CISI Level 3 IOC or equivalent, plus three years of compliance experience.
The predicted salary is between 60000 - 80000 € per year.
Eames Consulting are currently supporting an established Wealth Manager looking to appoint a Senior Compliance Advisory Officer into their London office.
Responsibilities:
- Deliver regulatory advice to the business and act as a key subject matter expert on compliance policy.
- Maintain and oversee the firm’s compliance policy framework.
- Lead regulatory horizon scanning activities and identify forthcoming regulatory developments.
- Provide regular regulatory updates and impact assessments to the Director of Regulation.
- Build strong relationships with internal and external stakeholders to support and promote a strong compliance culture.
Requirements:
- Holds the CISI Level 3 Investment Operations Certificate (IOC) or equivalent.
- Holds, or is prepared to undertake, the CISI Level 6 Compliance Diploma (or equivalent compliance qualification) within two years of joining.
- Minimum of three years’ compliance experience gained within investment management, stockbroking, or broader financial services environments.
Senior Compliance Advisory Officer in City of London employer: Eames Consulting
Eames Consulting offers a dynamic and supportive work environment in the heart of London, making it an excellent employer for those seeking to advance their careers in compliance within the wealth management sector. With a strong emphasis on professional development, employees are encouraged to pursue further qualifications such as the CISI Level 6 Compliance Diploma, while enjoying a collaborative culture that values compliance excellence and fosters meaningful relationships with stakeholders. The company's commitment to regulatory integrity and employee growth ensures a rewarding and impactful career path for the Senior Compliance Advisory Officer.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Advisory Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Compliance Advisory Officer role.
✨Tip Number 2
Prepare for those interviews by brushing up on your regulatory knowledge. We recommend staying updated on the latest compliance trends and regulations. This will not only impress your interviewers but also show that you’re genuinely passionate about the field.
✨Tip Number 3
Don’t forget to showcase your experience! When discussing your past roles, highlight specific examples where you’ve successfully navigated compliance challenges. We want to see how you’ve made an impact in previous positions.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for candidates who are eager to join our team and contribute to a strong compliance culture.
We think you need these skills to ace Senior Compliance Advisory Officer in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Advisory Officer role. Highlight your compliance experience and any relevant qualifications, like the CISI Level 3 IOC. We want to see how your background fits with our needs!
Showcase Your Expertise:In your cover letter, don’t hold back on showcasing your expertise in compliance policy and regulatory advice. We’re looking for someone who can be a key subject matter expert, so let us know how you’ve done this in the past.
Be Clear and Concise:When writing your application, keep it clear and concise. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially when it comes to complex topics like compliance.
Apply Through Our Website:Finally, make sure to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Eames Consulting
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and policies relevant to the wealth management sector. Being able to discuss recent regulatory changes and how they impact the business will show that you're not just knowledgeable but also proactive.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated compliance challenges. Highlight your experience in investment management or stockbroking, as this will resonate well with the interviewers and demonstrate your suitability for the role.
✨Build Relationships
Since the role involves building strong relationships with stakeholders, think of ways to illustrate your interpersonal skills. Be ready to discuss how you've fostered collaboration in previous positions and how you plan to promote a strong compliance culture within the firm.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and future regulatory challenges. This not only shows your interest in the role but also your strategic thinking regarding compliance issues that may arise in the industry.
