Eames Consulting are currently supporting an established Wealth Manager looking to appoint a Senior Compliance Advisory Officer into their London office
Responsibilities:
- Deliver regulatory advice to the business and act as a key subject matter expert on compliance policy.
- Maintain and oversee the firm’s compliance policy framework.
- Lead regulatory horizon scanning activities and identify forthcoming regulatory developments.
- Provide regular regulatory updates and impact assessments to the Director of Regulation.
- Build strong relationships with internal and external stakeholders to support and promote a strong compliance culture.
Requirements:
- Holds the CISI Level 3 Investment Operations Certificate (IOC) or equivalent.
- Holds, or is prepared to undertake, the CISI Level 6 Compliance Diploma (or equivalent compliance qualification) within two years of joining.
- Minimum of three years’ compliance experience gained within investment management, stockbroking, or broader financial services environments.
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Senior Compliance Advisory Officer in London employer: Eames Consulting Group
Join a dynamic and innovative insurer as an Actuarial Reporting Manager, where you'll have the chance to influence key business decisions and enhance reporting processes in a supportive and collaborative culture. With a flexible hybrid working environment and opportunities for professional growth, this role offers a unique blend of technical and commercial challenges, allowing you to make a meaningful impact while mentoring junior team members.
