Compliance Manager

Compliance Manager

Borehamwood Full-Time 43200 - 72000 £ / year (est.) No home office possible
Go Premium
E

At a Glance

  • Tasks: Lead compliance initiatives and monitor policies to ensure regulatory adherence.
  • Company: Join a dynamic team focused on risk management in banking and mortgage lending.
  • Benefits: Enjoy a fast-paced environment with opportunities for professional growth and development.
  • Why this job: Make a real impact by shaping compliance strategies and engaging with senior leaders.
  • Qualifications: Strong knowledge of MCOB and proven compliance experience required.
  • Other info: Contact jane.mckechnie@e-resourcing.com for a confidential chat about your future.

The predicted salary is between 43200 - 72000 £ per year.

Job Description

You will be responsible for enhancing the Risk Based monitoring programme, overseeing the monitoring of current policies and procedures, provide advice on regulatory projects, handle queries from the business, review and draft company policies and procedures, carry out horizon scanning and report on regulatory developments, oversee the breaches and complaints register, further embed consumer duty principles and provide staff training.

The ideal candidate will have good MCOB knowledge and strong compliance experience in either a banking or mortgage lending environment. Self-motivated capable of prioritising workloads in a fast paced environment, confident engaging with senior stakeholders and excellent communication skills.

For further information and a confidential discussion about your next career move please contact

Compliance Manager employer: E-Resourcing Ltd

As a Compliance Manager at our esteemed organisation, you will thrive in a dynamic and supportive work culture that prioritises employee growth and development. We offer comprehensive training programmes and opportunities for career advancement, all while being located in a vibrant area that fosters collaboration and innovation. Join us to be part of a team that values your contributions and is committed to maintaining the highest standards of compliance in the banking sector.
E

Contact Detail:

E-Resourcing Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Manager

✨Tip Number 1

Familiarise yourself with the latest regulatory developments in the banking and mortgage lending sectors. This will not only help you in interviews but also demonstrate your proactive approach to compliance.

✨Tip Number 2

Network with professionals in the compliance field, especially those who have experience in MCOB regulations. Engaging with industry peers can provide valuable insights and potentially lead to referrals.

✨Tip Number 3

Prepare to discuss specific examples of how you've enhanced compliance programmes or handled regulatory projects in your previous roles. Real-life scenarios can showcase your expertise and problem-solving skills.

✨Tip Number 4

Practice your communication skills, particularly in engaging with senior stakeholders. Being able to articulate complex compliance issues clearly will set you apart during the interview process.

We think you need these skills to ace Compliance Manager

Regulatory Knowledge
Risk Management
Policy Development
Compliance Monitoring
Stakeholder Engagement
Communication Skills
Analytical Skills
Problem-Solving Skills
Training and Development
Attention to Detail
Time Management
Self-Motivation
Adaptability
Horizon Scanning
Consumer Duty Principles

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Manager. Familiarise yourself with the key tasks such as enhancing risk-based monitoring programmes and overseeing policies.

Tailor Your CV: Highlight your compliance experience, especially in banking or mortgage lending environments. Make sure to emphasise your knowledge of MCOB and any relevant achievements that demonstrate your ability to engage with senior stakeholders.

Craft a Strong Cover Letter: In your cover letter, explain why you are a good fit for the role. Discuss your self-motivation, ability to prioritise workloads, and excellent communication skills. Use specific examples to illustrate your points.

Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail.

How to prepare for a job interview at E-Resourcing Ltd

✨Showcase Your Compliance Knowledge

Make sure to highlight your understanding of MCOB regulations and compliance frameworks during the interview. Prepare specific examples from your past experience that demonstrate your ability to navigate complex regulatory environments.

✨Engage with Senior Stakeholders

Since the role involves interacting with senior stakeholders, practice articulating your thoughts clearly and confidently. Be ready to discuss how you've successfully communicated compliance issues or changes to senior management in previous roles.

✨Demonstrate Problem-Solving Skills

Prepare to discuss how you've handled compliance breaches or complaints in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers and showcase your problem-solving abilities.

✨Stay Updated on Regulatory Developments

Research recent changes in regulations relevant to the banking or mortgage lending sectors. Being able to discuss current trends and how they might impact the company will show your proactive approach and commitment to the role.

Compliance Manager
E-Resourcing Ltd
Location: Borehamwood
Go Premium

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

E
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>